PVG ASSET MANAGEMENT CORP — 13F Holdings & Portfolio
CIK 820434 · latest 13F-HR filed 2026-01-30
AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.
Loading holdings…
AUM
$47.1M
Long-equity book
Holdings
91
Distinct positions
Period
2025-12-31
Filed 2026-01-30
Q/Q Activity
+48 / −24 / ↑24 / ↓12
vs 2025-09-30
Firm Profile & Key People
| Name | Title / Status | Ownership | Type |
|---|
Top Adds (vs prior quarter)
- JP Morgan Nasdaq Premium Income ETF (jepq)$2.7M +1053.7%
- PUTNAM MASTER INTERMEDIATE INCOME TR (pim)$1.5M +1114.9%
- Palantir Technologies Inc. (pltr)$481.9K +198.9%
- Neos ETF Trust S&P 500 High Income (spyi)$478.0K +83.4%
- NVIDIA CORP (nvda)$415.8K +39.5%
Top Trims
- Veru Inc. (veru)-$577.4K -95.7%
- Journey Medical Corp. (derm)-$548.2K -57.9%
- Anavex Life Sciences Corp. (avxl)-$415.0K -35.0%
- Gap Inc. (gap)-$200.4K -42.9%
- S&P 500 INDX (ivv)-$168.3K -15.8%
New Positions
- SPDR Barclays Capital 1-3 month (bil)$5.9M
- Invesco QQQ TR ETF SERIES 1 (qqq)$880.3K
- Vanguard Scottsdale Vanguard ETF (vcit)$774.9K
- Applovin Corp. (app)$545.1K
- GE Vernova Inc. (gev)$497.0K
Exited Positions
- Blackrock Enhanced Equity Div Trust (bdj)$723.6K
- Short QQQ ProShares (psq)$669.5K
- KIMBERLY-CLARK CORP (kmb)$543.4K
- ProShares Short S&P500 (sh)$526.9K
- Axon Enterprise Inc. (axon)$523.9K
All Holdings
Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).
| # | Issuer | Symbol | CUSIP | Value | Weight | Shares | Type |
|---|---|---|---|---|---|---|---|
| 1 | SPDR Barclays Capital 1-3 month (bil) | BIL | 78468R663 | $5.9M | 12.44% | 64,049 | SH |
| 2 | JP Morgan Nasdaq Premium Income ETF (jepq) | JEPQ | 46654Q203 | $3.0M | 6.36% | 51,472 | SH |
| 3 | Vanguard Index S&P 500 (voo) | VOO | 922908363 | $1.7M | 3.60% | 2,700 | SH |
| 4 | PUTNAM MASTER INTERMEDIATE INCOME TR (pim) | PIM | 746909100 | $1.6M | 3.43% | 482,759 | SH |
| 5 | NVIDIA CORP (nvda) | NVDA | 67066G104 | $1.5M | 3.12% | 7,869 | SH |
| 6 | Amazon.Com Inc (amzn) | AMZN | 023135106 | $1.3M | 2.67% | 5,445 | SH |
| 7 | Neos ETF Trust S&P 500 High Income (spyi) | SPYI | 78433H303 | $1.1M | 2.23% | 20,004 | SH |
| 8 | Microsoft Corp. (msft) | MSFT | 594918104 | $895.3K | 1.90% | 1,851 | SH |
| 9 | S&P 500 INDX (ivv) | IVV | 464287200 | $893.8K | 1.90% | 1,305 | SH |
| 10 | Invesco QQQ TR ETF SERIES 1 (qqq) | QQQ | 46090E103 | $880.3K | 1.87% | 1,432 | SH |
| 11 | Apple Inc. (AAPL) | AAPL | 037833100 | $844.8K | 1.80% | 3,107 | SH |
| 12 | Alphabet Inc Cap Cl C (goog) | GOOG | 02079K107 | $839.4K | 1.78% | 2,675 | SH |
| 13 | Grail Inc. (gral) | GRAL | 384747101 | $827.9K | 1.76% | 9,673 | SH |
| 14 | Broadcom Inc. (avgo) | AVGO | 11135F101 | $789.1K | 1.68% | 2,280 | SH |
| 15 | Vanguard Scottsdale Vanguard ETF (vcit) | VCIT | 92206C870 | $774.9K | 1.65% | 9,252 | SH |
| 16 | Anavex Life Sciences Corp. (avxl) | AVXL | 032797300 | $770.0K | 1.64% | 216,295 | SH |
| 17 | Palantir Technologies Inc. (pltr) | PLTR | 69608A108 | $724.2K | 1.54% | 4,074 | SH |
| 18 | General Electric Company (ge) | GE | 369604301 | $668.7K | 1.42% | 2,171 | SH |
| 19 | Runway Growth Finance Corp. (rway) | RWAY | 78163D100 | $618.8K | 1.31% | 69,289 | SH |
| 20 | BANK OF AMERICA CORP (bac) | BAC | 060505104 | $608.6K | 1.29% | 11,065 | SH |
| 21 | JP Morgan Premium Income ETF (jepi) | JEPI | 46641Q332 | $603.2K | 1.28% | 10,538 | SH |
| 22 | The Boeing Co (ba) | BA | 097023105 | $583.0K | 1.24% | 2,685 | SH |
| 23 | Applovin Corp. (app) | APP | 03831W108 | $545.1K | 1.16% | 809 | SH |
| 24 | CORNING INC (glw) | GLW | 219350105 | $529.7K | 1.13% | 6,050 | SH |
| 25 | Cherry Hill Mtg Invt Corp. (chmi) | CHMI | 164651101 | $513.2K | 1.09% | 201,260 | SH |
| 26 | Eli Lilly (lly) | LLY | 532457108 | $500.8K | 1.06% | 466 | SH |
| 27 | GE Vernova Inc. (gev) | GEV | 36828A101 | $497.0K | 1.06% | 760 | SH |
| 28 | ABBVIE INC (abbv) | ABBV | 00287Y109 | $493.2K | 1.05% | 2,158 | SH |
| 29 | ADVANCED MICRO DEVICES INC (amd) | AMD | 007903107 | $493.2K | 1.05% | 2,302 | SH |
| 30 | PAN AMERICAN SILVER CORP | PAAS | 697900108 | $478.4K | 1.02% | 9,233 | SH |
| 31 | Howmet Aerospace Inc. (hwm) | HWM | 443201108 | $477.7K | 1.02% | 2,330 | SH |
| 32 | CITIGROUP INC COM (c) | C | 172967424 | $465.2K | 0.99% | 3,986 | SH |
| 33 | Marvell Technology, Inc. (mrvl) | MRVL | 573874104 | $455.3K | 0.97% | 5,358 | SH |
| 34 | PEPSICO INC (pep) | PEP | 713448108 | $431.3K | 0.92% | 3,005 | SH |
| 35 | Viking Therapeutics, Inc. (vktx) | VKTX | 92686J106 | $411.6K | 0.87% | 11,699 | SH |
| 36 | ISHARES ETF RUSSELL 2000 (iwm) | IWM | 464287655 | $405.2K | 0.86% | 1,646 | SH |
| 37 | Journey Medical Corp. (derm) | DERM | 48115J109 | $398.1K | 0.85% | 51,632 | SH |
| 38 | BARCLAYS PLC ADR | BCS | 06738E204 | $380.8K | 0.81% | 14,961 | SH |
| 39 | MediWound Ltd. (mdwd) | MDWD | M68830112 | $378.1K | 0.80% | 20,480 | SH |
| 40 | First Trust High Yield Opp Fd (fthy) | FTHY | 33741Q107 | $374.1K | 0.80% | 26,591 | SH |
| 41 | Amgen Inc (amgn) | AMGN | 031162100 | $373.1K | 0.79% | 1,140 | SH |
| 42 | DYNEX CAP INC COM (dx) | DX | 26817Q886 | $369.9K | 0.79% | 26,402 | SH |
| 43 | Vanguard Russell 3000 Index Fd ETF (vthr) | VTHR | 92206C599 | $369.1K | 0.78% | 1,229 | SH |
| 44 | Aris Mining Corporation (armn) | ARIS | 04040Y109 | $357.1K | 0.76% | 22,005 | SH |
| 45 | TEXAS INSTRUMENTS INC (txn) | TXN | 882508104 | $343.5K | 0.73% | 1,980 | SH |
| 46 | Carpenter Technology (crs) | CRS | 144285103 | $331.5K | 0.70% | 1,053 | SH |
| 47 | CalciMedica, Inc. (calc) | CALC | 38942Q202 | $302.0K | 0.64% | 45,830 | SH |
| 48 | Uber Technologies Inc. (uber) | UBER | 90353T100 | $293.8K | 0.62% | 3,596 | SH |
| 49 | AMERICAN EXPRESS COMPANY (axp) | AXP | 025816109 | $290.8K | 0.62% | 786 | SH |
| 50 | FirstCash Holdings, Inc. (fcfs) | FCFS | 33768G107 | $285.8K | 0.61% | 1,793 | SH |
Filing History
| Period | Filed | AUM | Holdings | Accession |
|---|---|---|---|---|
| 2025-12-31 | 2026-01-30 | $47.1M | 91 | 0000820434-26-000001 |
| 2025-09-30 | 2025-12-31 | $27.2M | 67 | 0000820434-25-000008 |