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PVG ASSET MANAGEMENT CORP — 13F Holdings & Portfolio

CIK 820434 · latest 13F-HR filed 2026-10-19

Backtest portfolio

PVG ASSET MANAGEMENT CORP manages $146.7M in 13F-reported U.S. long-equity assets across 128 reported positions as of its 2026-09-30 13F-HR filing. Its largest disclosed positions are JEPQ (11.69%), AMD (5.60%), MRVL (3.46%). Quarter over quarter (versus its 2026-06-30 filing) the fund opened 18 new positions and exited 25; 21 existing positions rose in reported value and 56 fell.

AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.

Loading holdings…
AUM
$146.7M

Long-equity book

Holdings
128

Distinct positions

Period
2026-09-30

Filed 2026-10-19

Q/Q Activity
+18 / −25 / ↑21 / ↓56

vs 2026-06-30

Portfolio charts

Latest quarter's book, what changed, and how the portfolio has evolved across filings.

Portfolio map

Q3 26
JEPQ11.8% · -0%AMD5.6% · -0%MRVL3.5% · -0%NVDA3.1% · +2%PIM2.5% · -3%GRAL2.5% · -1%MU2.3% · +7%HWM2.2% · -2%AAPL2.2% · 0%GEV2.2% · -7%CDE2.1% · -3%VCIT2.1% · -1%BE1.9% · -0%TSM1.9% · +6%FTI1.8% · -1%GE1.7% · -1%PAAS1.7% · -0%CRS1.7% · -0%COHR1.7% · -1%ARIS1.6% · +0%FCFS1.6% · -1%BCS1.5% · -0%C1.5% · -0%VIAV1.4% · -1%BIL1.4% · +132%ATI1.2% · -9%APEI1.2% · -1%XMTR1.2% · -0%ERO1.2% · -0%RWT0.9% · +173%SCHW0.9% · -0%NPFD0.9% · newVOO0.9% · -76%PLMR0.8% · -2%VTHR0.8% · -1%AMZN0.8% · +14%CENX0.8% · -1%RGLD0.8% · -1%IVR0.8% · +44%EBC0.8% · -0%CFG0.8% · -0%VIK0.7% · -0%CCJ0.7% · -1%AHR0.7% · +2%GRC0.7% · -2%IVV0.6% · -6%MSFT0.6% · +8%GLW0.6% · -14%APP0.6% · -1%GOOG0.6% · -67%AVGO0.5% · +0%IMRX0.5% · +27%HPE0.5% · +22%SPYI0.4% · -74%IWM0.4% · +1%MTZ0.4% · -1%VKTX0.4% · -4%IYRI0.4% · -0%PEP0.4% · +8%DX0.4% · -0%

Box size = position value; colour = change in share count vs the prior quarter (green added, red trimmed, blue new). Rows split across managers or share classes are combined. Click a box for the stock.

Sector mix

% of 13F value

Sectors from each company's SIC code; funds and ETFs grouped separately.

Biggest buys and sells

Q2 26 → Q3 26

Estimated from the change in shares held × the quarter-end price, so price moves alone don't count as buying. New and exited positions are included.

13F assets and positions

5 quarters

Total reported 13F value (bars) and number of positions (line) each quarter. Value changes include market moves.

Top positions over time

reported value

The eight largest current positions, valued at each quarter end.

Concentration

top 10 = 37.8%

Cumulative share of the portfolio held in the largest N positions.

Firm Profile & Key People

As of the firm’s regulatory filing dated Aug 4, 2026.

Assets Under Management
$624.9M
Discretionary
$512.7M
Employees
9
Accounts
746
Address
6898 S. UNIVERSITY BLVD.
SUITE 100
CENTENNIAL, CO 80122
Phone
(303) 526-0548
Website
This firm reports 2 disclosure items on its registration.
Name Title / Status Ownership Type
ADAMS, PATRICK, S ControlCHIEF EXECUTIVE OFFICER
since Jan 2009
75% or moreIndividual
ADAMS, PATRICK, S ControlCEO/CCO
since Jun 2024
75% or moreIndividual
Ownership & leadership changes · 5 filings with changes since Mar 26, 2012

From the firm’s regulatory filings, newest first. Dates are filing dates: a filing that no longer lists someone does not say when they left.

Jun 26, 2024 filing
  • No longer listedPECORARO, JOSEPH, NICHOLAS · CCO · Less than 5% · control person · listed since Feb 2015
  • ChangedADAMS, PATRICK, S · title CHIEF EXECUTIVE OFFICER → CEO/CCO / CHIEF EXECUTIVE OFFICER
Mar 30, 2018 filing
  • ChangedPECORARO, JOSEPH, NICHOLAS · ownership 5–10% → Less than 5%
Mar 27, 2015 filing
  • No longer listedLAHAIE, MICHAEL, JOHN · CCO · Less than 5% · control person · listed since Jan 2014
  • Listed againPECORARO, JOSEPH, NICHOLAS · CCO · 5–10% · control person
Mar 28, 2014 filing
  • No longer listedSTANG, MARK, BARRETT · CCO · Less than 5% · listed since Jan 2013
  • AddedLAHAIE, MICHAEL, JOHN · CCO · Less than 5% · control person
Apr 1, 2013 filing
  • No longer listedPECORARO, JOSEPH, NICHOLAS · PRESIDENT/CHIEF COMPLIANCE OFFICER · 50–75% · control person · listed since Jul 1987
  • AddedSTANG, MARK, BARRETT · CCO · Less than 5%
  • ChangedADAMS, PATRICK, S · ownership 25–50% → 75% or more
Mar 26, 2012 filing (earliest on record)
  • ListedADAMS, PATRICK, S · CHIEF EXECUTIVE OFFICER · 25–50% · control person
  • ListedPECORARO, JOSEPH, NICHOLAS · PRESIDENT/CHIEF COMPLIANCE OFFICER · 50–75% · control person

Quarter-over-quarter changes

Changes in reported position value vs the prior 13F, so price moves count too, not just shares bought or sold.

PVG ASSET MANAGEMENT CORP Holdings (2026-09-30)

Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).

# Issuer Symbol CUSIP Value Weight Shares Type
1 J P MORGAN EXCHANGE TRADED F JEPQ 46654Q203 $17.1M 11.69% 279,791 SH
2 ADVANCED MICRO DEVICES INC AMD 007903107 $8.2M 5.60% 13,424 SH
3 MARVELL TECHNOLOGY INC MRVL 573874104 $5.1M 3.46% 19,209 SH
4 NVIDIA CORPORATION NVDA 67066G104 $4.5M 3.05% 19,613 SH
5 FRANKLIN MASTER INTER INCOME PIM 746909100 $3.6M 2.48% 1,202,469 SH
6 GRAIL INC GRAL 384747101 $3.6M 2.45% 25,659 SH
7 MICRON TECHNOLOGY INC MU 595112103 $3.3M 2.26% 3,114 SH
8 HOWMET AEROSPACE INC HWM 443201108 $3.2M 2.20% 14,267 SH
9 APPLE INC AAPL 037833100 $3.2M 2.17% 9,575 SH
10 GE VERNOVA INC GEV 36828A101 $3.2M 2.17% 3,342 SH
11 COEUR MNG INC CDE 192108504 $3.1M 2.11% 175,685 SH
12 VANGUARD SCOTTSDALE FDS VCIT 92206C870 $3.0M 2.07% 38,752 SH
13 BLOOM ENERGY CORP BE 093712107 $2.8M 1.88% 9,948 SH
14 TAIWAN SEMICONDUCTOR MANUFAC TSM 874039100 $2.7M 1.87% 6,013 SH
15 TECHNIPFMC PLC FTI G87110105 $2.6M 1.75% 37,838 SH
16 GE AEROSPACE GE 369604301 $2.5M 1.74% 8,154 SH
17 PAN AMERN SILVER CORP PAAS 697900108 $2.5M 1.71% 55,253 SH
18 CARPENTER TECHNOLOGY CORP CRS 144285103 $2.4M 1.66% 6,278 SH
19 COHERENT CORP COHR 19247G107 $2.4M 1.65% 8,406 SH
20 ARIS MINING CORPORATION ARIS 04040Y109 $2.3M 1.57% 132,201 SH
21 FIRSTCASH HOLDINGS INC FCFS 33768G107 $2.3M 1.57% 10,883 SH
22 BARCLAYS PLC BCS 06738E204 $2.2M 1.50% 90,376 SH
23 CITIGROUP INC C 172967424 $2.2M 1.48% 16,782 SH
24 VIAVI SOLUTIONS INC VIAV 925550105 $2.1M 1.42% 49,721 SH
25 SPDR SERIES TRUST BIL 78468R663 $2.1M 1.40% 22,433 SH
26 ATI INC ATI 01741R102 $1.8M 1.23% 9,525 SH
27 AMERICAN PUB ED INC APEI 02913V103 $1.8M 1.23% 42,640 SH
28 XOMETRY INC XMTR 98423F109 $1.8M 1.21% 17,203 SH
29 ERO COPPER CORP ERO 296006109 $1.8M 1.21% 48,212 SH
30 REDWOOD TRUST INC RWT 758075402 $1.3M 0.90% 340,507 SH
31 CHARLES SCHWAB CORP (THE) SCHW 808513105 $1.3M 0.89% 13,369 SH
32 NUVEEN VRIABL RAT PFD & INM NPFD 67080R102 $1.3M 0.87% 73,463 SH
33 VANGUARD INDEX FDS VOO 922908363 $1.3M 0.86% 1,801 SH
34 PALOMAR HLDGS INC PLMR 69753M105 $1.2M 0.84% 9,996 SH
35 VANGUARD SCOTTSDALE FDS VTHR 92206C599 $1.2M 0.83% 3,630 SH
36 AMAZON COM INC AMZN 023135106 $1.2M 0.81% 4,755 SH
37 CENTURY ALUM CO CENX 156431108 $1.2M 0.80% 32,782 SH
38 ROYAL GOLD INC RGLD 780287108 $1.2M 0.80% 4,957 SH
39 INVESCO MORTGAGE CAPITAL INC IVR 46131B704 $1.2M 0.80% 192,124 SH
40 EASTERN BANKSHARES INC EBC 27627N105 $1.1M 0.75% 52,562 SH
41 CITIZENS FINL GROUP INC CFG 174610105 $1.1M 0.75% 17,185 SH
42 VIKING HOLDINGS LTD VIK G93A5A101 $1.1M 0.73% 13,665 SH
43 CAMECO CORP CCJ 13321L108 $1.0M 0.69% 11,731 SH
44 AMERICAN HEALTHCARE REIT INC AHR 398182303 $1.0M 0.69% 19,642 SH
45 GORMAN RUPP CO GRC 383082104 $995.8K 0.68% 13,370 SH
46 ISHARES TR IVV 464287200 $917.5K 0.63% 1,198 SH
47 MICROSOFT CORP MSFT 594918104 $909.6K 0.62% 1,773 SH
48 CORNING INC GLW 219350105 $884.1K 0.60% 5,750 SH
49 APPLOVIN CORP APP 03831W108 $875.4K 0.60% 3,014 SH
50 ALPHABET INC GOOG 02079K107 $832.4K 0.57% 2,443 SH
Filing History
Period Filed AUM Holdings Accession
2026-09-30 2026-10-19 $146.7M 128 0000820434-26-000009
2026-06-30 2026-07-01 $173.2M 132 0000820434-26-000005
2026-03-31 2026-06-16 $169.4M 125 0000820434-26-000004
2025-12-31 2026-01-30 $47.1M 91 0000820434-26-000001
2025-09-30 2025-12-31 $27.2M 67 0000820434-25-000008
Filer Information
Address
24918 GENESEE TRAIL ROAD
GOLDEN, CO 80401
Phone
(303) 874-7478
Filing Manager
PVG ASSET MANAGEMENT CORP
GOLDEN, CO
Signatory
mason adams
manager