Third Point LLC

CIK 1040273 · last filed 2022-03-21

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$1.85B

Companies

10

Total Filings

38

Lifetime Open-Market Net

-$1.15B

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
S 10%+ Owner 5,193,575 $14.85 $77.12M -$11.22M 2 2022-03-21
UPST 10%+ Owner 8,815,856 $30.50 $268.88M -$704.78M 4 2021-12-03
SOTHEBYS (BID) Delisted Director 0 $0 13 2019-10-04
BAX Director 36,001,790 $20.86 $751.00M -$642.30M 1 2017-11-07
Kadmon Holdings, Inc. (KDMN) Delisted 10%+ Owner 9,407,745 $9.50 $89.37M $12.21M 4 2017-03-15
GRBK 10%+ Owner 8,182,965 $72.19 $590.73M $198.86M 1 2015-07-01
Green Brick Partners, Inc. (BIOF) Delisted Director 3,484,363 $0 1 2014-10-21
ENPH Director 32,500 $54.59 $1.77M $14.76M 1 2012-04-03
FLOW 10%+ Owner 4,150,000 $38.80 $161.03M -$11.30M 2 2008-09-09
AEP INDUSTRIES INC (AEPI) Delisted 10%+ Owner 1,000,000 -$10.53M 2 2007-03-09

Recent Filings · Page 2 of 4

38 filings
Form 4 transactions across all companies, newest first.
Filed Symbol Action Net Shares Net $ Link
2018-11-19 SOTHEBYS (BID) Delisted Grant (A) +1,590 $62.4K EDGAR
2018-02-26 SOTHEBYS (BID) Delisted Grant (A) +790 $37.5K EDGAR
2017-11-17 SOTHEBYS (BID) Delisted Grant (A) +820 $37.4K EDGAR
2017-11-07 BAX Sell (S) −10,000,000 -$642.30M EDGAR
2017-08-17 SOTHEBYS (BID) Delisted Grant (A) +782 $37.4K EDGAR
2017-05-16 SOTHEBYS (BID) Delisted Grant (A) +758 $37.5K EDGAR
2017-03-15 Kadmon Holdings, Inc. (KDMN) Delisted Buy (P) +2,976,190 $10.00M EDGAR
2017-02-17 SOTHEBYS (BID) Delisted Grant (A) +1,896 $75.0K EDGAR
2016-11-15 U −6,333,102 -$110.20M
2016-08-26 Kadmon Holdings, Inc. (KDMN) Delisted Buy (P) +65,832 $657.0K EDGAR
Showing 1120 of 38
Page 2 of 4
Codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.