Ann Torre Bates
CIK 1065134 · last filed 2025-02-13
Ann Torre Bates is a corporate insider who has filed 61 SEC Form 4 insider transactions across 11 companies since 2007. The most recent filing shows the insider bought $136.5K of ARCC on Feb 13, 2025. Across all open-market trades the lifetime net is −$4.6M, making them a net seller over the disclosed history. Current disclosed insider exposure totals $3.3M across reported positions.
"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.
Charts
Trading activity, where the exposure sits, and each trade against the stock price.
UNFI price and trades
Daily close with each Form 4 filing on this company marked: green = open-market buy, red = open-market sale, purple = grants, exercises, gifts and other non-market transactions. Marker size scales with the dollar value.
Shares held
Shares owned after each reported transaction on this company (direct holdings as reported).
Open-market buying and selling
by monthDollar value of open-market purchases (code P, up) and sales (code S, down) across all companies, by filing month. Grants, exercises and gifts are excluded.
Exposure by company
latestMost recently reported shares × current price. Faded bars (*) have had no filing in 3 years, so the person may no longer hold them. Click a bar to chart that company.
Filer Profile
NEWARK, DE 19713
Holdings By Company
| Symbol | Role | Shares | Price | Disclosed Exposure | Lifetime OM Net | Filings | Latest Filed |
|---|---|---|---|---|---|---|---|
| ARCC | Director | 38,000 | $18.70 | $710.6K | $464.7K | 3 | 2025-02-13 |
| UNFI | Director | 0 | $46.90 | $0 | -$3.42M | 23 | 2023-10-13 |
| EMF | 3,200 | $21.14 | $67.6K | $50.5K | 1 | 2018-05-03 | |
| TDF | Director | 2,095 | $8.97 | $18.8K | $50.0K | 1 | 2018-05-03 |
| TEI | 4,425 | $6.21 | $27.5K | $50.1K | 1 | 2018-05-03 | |
| Saba Capital Income & Opportunities Fund II (GIM) Delisted | 7,765 | $3.79 | $29.4K | $50.0K | 1 | 2018-05-03 | |
| NAVI | Director | 25,558 | $8.84 | $225.8K | -$128.0K | 4 | 2016-07-27 |
| ARES CAPITAL CORP (ARY) Delisted | Director | 13,275 | — | — | $97.3K | 2 | 2015-09-16 |
| SLMBP | Director | 12,611 | $72.99 | $920.5K | -$575.2K | 5 | 2014-02-18 |
| SLM | Director | 59,822 | $22.93 | $1.37M | -$1.32M | 10 | 2011-05-25 |
| ALLIED CAPITAL CORP (ALD) Delisted | Director | 0 | — | — | $69.2K | 7 | 2010-04-05 |
Recent Filings
61 filings| Filed | Symbol | Action | Net Shares | Net $ | Link |
|---|---|---|---|---|---|
| 2025-02-13 | ARCC | Buy (P) | +6,000 | $136.5K | EDGAR |
| 2023-12-22 | — | Buy (P) | +18,497 | $500.0K | |
| 2023-10-13 | UNFI | Sell (S) | −16,061 | -$240.0K | EDGAR |
| 2023-10-11 | UNFI | Notice (144) | −7,970 | -$119.0K | EDGAR |
| 2023-10-11 | UNFI | Notice (144) | −8,091 | -$120.6K | EDGAR |
| 2022-10-11 | UNFI | Grant (A) | +4,591 | $0 | EDGAR |
| 2021-10-14 | UNFI | Mixed | — | -$418.2K | EDGAR |
| 2021-10-12 | UNFI | Sell (S) | −20,326 | -$954.3K | EDGAR |
| 2021-10-04 | UNFI | Sell (S) | −34,000 | -$1.65M | EDGAR |
| 2020-10-14 | UNFI | Grant (A) | — | $0 | EDGAR |
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.