Ann Torre Bates
CIK 1065134 · last filed 2025-02-13
Ann Torre Bates is a corporate insider who has filed 59 SEC Form 4 insider transactions across 11 companies since 2007. The most recent filing shows the insider bought $136.5K of ARCC on Feb 13, 2025. Across all open-market trades the lifetime net is −$4.6M, making them a net seller over the disclosed history. Current disclosed insider exposure totals $2.0M across reported positions.
"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.
$2.00M
11
59
-$4.61M
Holdings By Company
| Symbol | Role | Shares | Price | Disclosed Exposure | Lifetime OM Net | Filings | Latest Filed |
|---|---|---|---|---|---|---|---|
| ARCC | Director | 38,000 | $19.26 | $731.9K | $464.7K | 3 | 2025-02-13 |
| UNFI | Director | 0 | $50.39 | $0 | -$3.42M | 23 | 2023-10-13 |
| EMF | 3,200 | $23.61 | $75.6K | $50.5K | 1 | 2018-05-03 | |
| TDF | Director | 2,095 | $10.73 | $22.5K | $50.0K | 1 | 2018-05-03 |
| TEI | 4,425 | $6.46 | $28.6K | $50.1K | 1 | 2018-05-03 | |
| Saba Capital Income & Opportunities Fund II (GIM) Delisted | 7,765 | $3.79 | $29.4K | $50.0K | 1 | 2018-05-03 | |
| NAVI | Director | 25,558 | $7.97 | $203.7K | -$128.0K | 4 | 2016-07-27 |
| ARES CAPITAL CORP (ARY) Delisted | Director | 13,275 | — | — | $97.3K | 2 | 2015-09-16 |
| SLMBP | Director | 12,611 | $74.61 | $940.9K | -$575.2K | 5 | 2014-02-18 |
| SLM Corp (SLMpB) Delisted | Director | 21,380 | — | — | -$1.32M | 10 | 2011-05-25 |
| ALLIED CAPITAL CORP (ALD) Delisted | Director | 0 | — | — | $69.2K | 7 | 2010-04-05 |
Recent Filings
59 filings| Filed | Symbol | Action | Net Shares | Net $ | Link |
|---|---|---|---|---|---|
| 2025-02-13 | ARCC | Buy (P) | +6,000 | $136.5K | EDGAR |
| 2023-12-22 | — | Buy (P) | +18,497 | $500.0K | |
| 2023-10-13 | UNFI | Sell (S) | −16,061 | -$240.0K | EDGAR |
| 2022-10-11 | UNFI | Grant (A) | +4,591 | $0 | EDGAR |
| 2021-10-14 | UNFI | Mixed | — | -$418.2K | EDGAR |
| 2021-10-12 | UNFI | Sell (S) | −20,326 | -$954.3K | EDGAR |
| 2021-10-04 | UNFI | Sell (S) | −34,000 | -$1.65M | EDGAR |
| 2020-10-14 | UNFI | Grant (A) | — | $0 | EDGAR |
| 2020-10-08 | UNFI | Exer (M) | +20,326 | $0 | EDGAR |
| 2020-03-17 | UNFI | Buy (P) | +24,000 | $131.3K | EDGAR |