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Ann Torre Bates

CIK 1065134 · last filed 2025-02-13

Ann Torre Bates is a corporate insider who has filed 61 SEC Form 4 insider transactions across 11 companies since 2007. The most recent filing shows the insider bought $136.5K of ARCC on Feb 13, 2025. Across all open-market trades the lifetime net is −$4.6M, making them a net seller over the disclosed history. Current disclosed insider exposure totals $3.7M across reported positions.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$3.69M

Companies

11

Total Filings

61

Lifetime Open-Market Net

-$4.61M

Filer Profile

Reported Address
300 CONTINENTAL DRIVE
NEWARK, DE 19713
Formerly Known As
Torre Bates Ann (2006–2019)
TORRE GRANT ANN (1999–2005)
Profile details as reported on the filer's SEC submissions — for individual insiders the address is often in care of the issuer. Related filers are identified from jointly filed SEC submissions and shared reported addresses. View filings on SEC EDGAR.

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
ARCC Director 38,000 $20.04 $761.5K $464.7K 3 2025-02-13
UNFI Director 0 $43.93 $0 -$3.42M 23 2023-10-13
EMF 3,200 $23.00 $73.6K $50.5K 1 2018-05-03
TDF Director 2,095 $10.68 $22.4K $50.0K 1 2018-05-03
TEI 4,425 $6.74 $29.8K $50.1K 1 2018-05-03
Saba Capital Income & Opportunities Fund II (GIM) Delisted 7,765 $3.79 $29.4K $50.0K 1 2018-05-03
NAVI Director 25,558 $9.63 $246.1K -$128.0K 4 2016-07-27
ARES CAPITAL CORP (ARY) Delisted Director 13,275 — — $97.3K 2 2015-09-16
SLMBP Director 12,611 $73.92 $932.2K -$575.2K 5 2014-02-18
SLM Director 59,822 $27.08 $1.62M -$1.32M 10 2011-05-25
ALLIED CAPITAL CORP (ALD) Delisted Director 0 — — $69.2K 7 2010-04-05

Recent Filings

61 filings
Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
Filed Symbol Action Net Shares Net $ Link
2025-02-13 ARCC Buy (P) +6,000 $136.5K EDGAR
2023-12-22 — Buy (P) +18,497 $500.0K
2023-10-13 UNFI Sell (S) −16,061 -$240.0K EDGAR
2023-10-11 UNFI Notice (144) −7,970 -$119.0K EDGAR
2023-10-11 UNFI Notice (144) −8,091 -$120.6K EDGAR
2022-10-11 UNFI Grant (A) +4,591 $0 EDGAR
2021-10-14 UNFI Mixed — -$418.2K EDGAR
2021-10-12 UNFI Sell (S) −20,326 -$954.3K EDGAR
2021-10-04 UNFI Sell (S) −34,000 -$1.65M EDGAR
2020-10-14 UNFI Grant (A) — $0 EDGAR
Showing 1–10 of 61
Page 1 of 7
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.