Ann Torre Bates
CIK 1065134 · last filed 2025-02-13
"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.
Loading insider history…
Disclosed Exposure
$2.00M
Companies
11
Total Filings
59
Lifetime Open-Market Net
-$4.61M
Holdings By Company
Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
| Symbol | Role | Shares | Price | Disclosed Exposure | Lifetime OM Net | Filings | Latest Filed |
|---|---|---|---|---|---|---|---|
| ARCC | Director | 38,000 | $19.26 | $731.9K | $464.7K | 3 | 2025-02-13 |
| UNFI | Director | 0 | $50.39 | $0 | -$3.42M | 23 | 2023-10-13 |
| EMF | 3,200 | $23.61 | $75.6K | $50.5K | 1 | 2018-05-03 | |
| TDF | Director | 2,095 | $10.73 | $22.5K | $50.0K | 1 | 2018-05-03 |
| TEI | 4,425 | $6.46 | $28.6K | $50.1K | 1 | 2018-05-03 | |
| Saba Capital Income & Opportunities Fund II (GIM) Delisted | 7,765 | $3.79 | $29.4K | $50.0K | 1 | 2018-05-03 | |
| NAVI | Director | 25,558 | $7.97 | $203.7K | -$128.0K | 4 | 2016-07-27 |
| ARES CAPITAL CORP (ARY) Delisted | Director | 13,275 | — | — | $97.3K | 2 | 2015-09-16 |
| SLMBP | Director | 12,611 | $74.61 | $940.9K | -$575.2K | 5 | 2014-02-18 |
| SLM Corp (SLMpB) Delisted | Director | 21,380 | — | — | -$1.32M | 10 | 2011-05-25 |
| ALLIED CAPITAL CORP (ALD) Delisted | Director | 0 | — | — | $69.2K | 7 | 2010-04-05 |
Recent Filings · Page 3 of 6
59 filingsForm 4 transactions across all companies, newest first.
| Filed | Symbol | Action | Net Shares | Net $ | Link |
|---|---|---|---|---|---|
| 2017-10-10 | UNFI | Sell (S) | −7,190 | -$288.8K | EDGAR |
| 2017-09-19 | UNFI | Mixed | +2,390 | $0 | EDGAR |
| 2017-03-17 | UNFI | Exer (M) | +2,400 | $0 | EDGAR |
| 2016-09-16 | UNFI | Mixed | +2,400 | $0 | EDGAR |
| 2016-07-27 | NAVI | Sell (S) | −9,000 | -$128.0K | EDGAR |
| 2016-03-21 | UNFI | Exer (M) | +1,845 | $0 | EDGAR |
| 2016-02-05 | NAVI | Grant (A) | +10,893 | $0 | EDGAR |
| 2015-09-18 | UNFI | Mixed | +1,845 | $0 | EDGAR |
| 2015-09-16 | ARES CAPITAL CORP (ARY) Delisted | Buy (P) | +8,126 | $120.8K | EDGAR |
| 2015-03-20 | UNFI | Exer (M) | +1,470 | $0 | EDGAR |
Codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.