ESL INVESTMENTS, INC.

CIK 1126396 · last filed 2021-11-03

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$8.53B

Companies

8

Total Filings

72

Lifetime Open-Market Net

-$3.09B

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
LE 10%+ Owner 17,117,343 $11.60 $198.56M $108.38M 12 2021-11-03
AN 10%+ Owner 9,926,245 $205.72 $2.04B -$391.99M 22 2021-10-01
Sears Hometown Stores, Inc. (SHOS) Delisted 10%+ Owner 12,434,389 $13.90M 6 2019-05-14
SEARS HOLDINGS CORP (SHLDW) Delisted 10%+ Owner 53,389,151 $0 3 2018-07-03
SEARS HOLDINGS CORP (SHLD.W) Delisted 10%+ Owner 31,217,365 $7.43M 4 2016-05-03
SHLD 10%+ Owner 27,138,407 $60.06 $1.63B $570.12M 7 2014-08-04
ORCHARD SUPPLY HARDWARE STORES CORP (OSH) Delisted 10%+ Owner 471,680 $39.00 $18.40M -$10.85M 3 2013-05-21
AZO 10%+ Owner 1,530,354 $3046.44 $4.66B -$3.39B 13 2012-01-24

Recent Filings · Page 2 of 8

72 filings
Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
Filed Symbol Action Net Shares Net $ Link
2018-05-09 AN Other (J) −237,172 $0 EDGAR
2018-02-02 SEARS HOLDINGS CORP (SHLDW) Delisted Grant (A) +303,234 $0 EDGAR
2018-01-26 AN Other (J) −1,359,676 $0 EDGAR
2017-05-02 SEARS HOLDINGS CORP (SHLDW) Delisted Grant (A) +303,234 $0 EDGAR
2017-01-30 AN Sell (S) −19,092 -$1.02M EDGAR
2017-01-06 LE Other (J) −3,397,182 $0 EDGAR
2016-10-17 LE Buy (P) +75,360 $1.12M EDGAR
2016-10-06 Sears Hometown Stores, Inc. (SHOS) Delisted Buy (P) +57,440 $285.8K EDGAR
2016-06-28 LE Buy (P) +748,980 $11.78M EDGAR
2016-06-13 LE Buy (P) +1,754,418 $27.94M EDGAR
Showing 1120 of 72
Page 2 of 8
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.