ESL INVESTMENTS, INC.

CIK 1126396 · last filed 2021-11-03

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$8.53B

Companies

8

Total Filings

72

Lifetime Open-Market Net

-$3.09B

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
LE 10%+ Owner 17,117,343 $11.60 $198.56M $108.38M 12 2021-11-03
AN 10%+ Owner 9,926,245 $205.72 $2.04B -$391.99M 22 2021-10-01
Sears Hometown Stores, Inc. (SHOS) Delisted 10%+ Owner 12,434,389 $13.90M 6 2019-05-14
SEARS HOLDINGS CORP (SHLDW) Delisted 10%+ Owner 53,389,151 $0 3 2018-07-03
SEARS HOLDINGS CORP (SHLD.W) Delisted 10%+ Owner 31,217,365 $7.43M 4 2016-05-03
SHLD 10%+ Owner 27,138,407 $60.06 $1.63B $570.12M 7 2014-08-04
ORCHARD SUPPLY HARDWARE STORES CORP (OSH) Delisted 10%+ Owner 471,680 $39.00 $18.40M -$10.85M 3 2013-05-21
AZO 10%+ Owner 1,530,354 $3046.44 $4.66B -$3.39B 13 2012-01-24

Recent Filings · Page 4 of 8

72 filings
Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
Filed Symbol Action Net Shares Net $ Link
2015-08-03 LE Other (J) −14,951,835 $0 EDGAR
2015-07-17 AN Sell (S) −363,940 -$23.93M EDGAR
2015-06-19 AN Sell (S) −288,276 -$18.37M EDGAR
2015-03-03 SEARS HOLDINGS CORP (SHLD.W) Delisted Grant (A) +106,002 $0 EDGAR
2014-09-08 AN Sell (S) −872,532 -$47.10M EDGAR
2014-08-04 AN Other (J) −20,563,760 $0 EDGAR
2014-08-04 SHLD Grant (A) +113,616 $0 EDGAR
2014-07-02 SHLD Grant (A) +113,616 $0 EDGAR
2014-02-28 AN Sell (S) −5,574,056 -$292.31M EDGAR
2013-11-25 AN Sell (S) −968,632 -$47.61M EDGAR
Showing 3140 of 72
Page 4 of 8
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.