Insider transactions

ESL INVESTMENTS, INC.

CIK 1126396 · last filed 2021-11-03

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure
$8.46B
Companies
8
Total Filings
72
Lifetime Open-Market Net
-$3.09B

Charts

Trading activity, where the exposure sits, and each trade against the stock price.

AZO price and trades

Daily close with each Form 4 filing on this company marked: green = open-market buy, red = open-market sale, purple = grants, exercises, gifts and other non-market transactions. Marker size scales with the dollar value.

Shares held

Shares owned after each reported transaction on this company (direct holdings as reported).

Open-market buying and selling

by month

Dollar value of open-market purchases (code P, up) and sales (code S, down) across all companies, by filing month. Grants, exercises and gifts are excluded.

Exposure by company

latest
OfficerDirector10% owner* stale (no filing in 3 yrs)

Most recently reported shares × current price. Faded bars (*) have had no filing in 3 years, so the person may no longer hold them. Click a bar to chart that company.

Filer Profile

Reported Address
1170 KANE CONCOURSE
SUITE 200
BAY HARBOR ISLANDS, FL 33154
Phone
(305) 702-2100
State of Incorporation
DE
Formerly Known As
ESL INVESTMENTS INC (2000–2013)
Related Filers
Edward S Lampert — 473 joint filings, latest 2021-11-03
RBS PARTNERS, L.P. — 461 joint filings, latest 2021-11-03
ESL PARTNERS, L.P. — 459 joint filings, latest 2021-11-03
ESL INSTITUTIONAL PARTNERS, L.P. — 198 joint filings, latest 2015-10-05
RBS INVESTMENT MANAGEMENT, L.L.C. — 195 joint filings, latest 2015-10-05
SPE Master I, L.P. — 158 joint filings, latest 2019-05-14
SPE I Partners, L.P. — 157 joint filings, latest 2019-05-14
ESL INVESTORS LLC — 138 joint filings, latest 2012-03-14
Profile details as reported on the filer's SEC submissions — for individual insiders the address is often in care of the issuer. Related filers are identified from jointly filed SEC submissions and shared reported addresses. View filings on SEC EDGAR.

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
LE 10%+ Owner 17,117,343 $9.76 $167.07M $108.38M 12 2021-11-03
AN 10%+ Owner 9,926,245 $161.84 $1.61B -$391.99M 22 2021-10-01
Sears Hometown Stores, Inc. (SHOS) Delisted 10%+ Owner 12,434,389 — — $13.90M 6 2019-05-14
SEARS HOLDINGS CORP (SHLDW) Delisted 10%+ Owner 53,389,151 — — $0 3 2018-07-03
SEARS HOLDINGS CORP (SHLD.W) Delisted 10%+ Owner 31,217,365 — — $7.43M 4 2016-05-03
SHLD 10%+ Owner 27,138,407 $61.89 $1.68B $570.12M 7 2014-08-04
ORCHARD SUPPLY HARDWARE STORES CORP (OSH) Delisted 10%+ Owner 471,680 $39.00 $18.40M -$10.85M 3 2013-05-21
AZO 10%+ Owner 1,530,354 $3270.70 $5.01B -$3.39B 13 2012-01-24

Recent Filings · Page 7 of 8

72 filings
Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
Filed Symbol Action Net Shares Net $ Link
2008-10-17 AZO Buy (P) +422,400 $43.61M EDGAR
2008-10-16 SHLD Other (J) +1,925,910 $0 EDGAR
2008-10-15 AZO Buy (P) +572,800 $55.56M EDGAR
2008-08-06 AN Buy (P) +1,930,500 $19.84M EDGAR
2008-06-04 AN Buy (P) +828,975 $12.62M EDGAR
2008-05-08 AN Buy (P) +2,000,000 $32.49M EDGAR
2008-04-21 AZO Buy (P) +281,920 $33.95M EDGAR
2008-03-05 AN Buy (P) +376,960 $5.48M EDGAR
2008-03-05 AN Buy (P) +1,227,380 $17.85M EDGAR
2008-02-26 AN Buy (P) +472,064 $7.15M EDGAR
Showing 61–70 of 72
Page 7 of 8
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.