CLINTON GROUP INC

CIK 1134119 · last filed 2023-09-26

CLINTON GROUP INC is a corporate insider who has filed 33 SEC Form 4 insider transactions across 7 companies since 2007. Across all open-market trades the lifetime net is +$28.8M, making them a net buyer over the disclosed history. The firm reports its address in New York, NY. 34 SEC filings were submitted jointly with George E. Hall.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

Disclosed Exposure

Companies

Total Filings

Lifetime Open-Market Net

$28.83M

Charts

Trading activity, where the exposure sits, and each trade against the stock price.

EVRY.W price and trades

Daily close with each Form 4 filing on this company marked: green = open-market buy, red = open-market sale, purple = grants, exercises, gifts and other non-market transactions. Marker size scales with the dollar value.

Shares held

Shares owned after each reported transaction on this company (direct holdings as reported).

Open-market buying and selling

by month

Dollar value of open-market purchases (code P, up) and sales (code S, down) across all companies, by filing month. Grants, exercises and gifts are excluded.

Exposure by company

latest

OfficerDirector10% owner* stale (no filing in 3 yrs)

Most recently reported shares × current price. Faded bars (*) have had no filing in 3 years, so the person may no longer hold them. Click a bar to chart that company.

Filer Profile

Reported Address

510 MADISON AVE
8TH FL
NEW YORK, NY 10022

Phone

(212) 825-0400

Related Filers

George E. Hall — 34 joint filings, latest 2023-09-26

Clinton Relational Opportunity Master Fund, L.P. — 20 joint filings, latest 2016-12-05

Clinton Union League, LLC — 20 joint filings, latest 2016-12-05

GEH Capital Inc. — 16 joint filings, latest 2023-09-26

Clinton Magnolia Master Fund, Ltd. — 12 joint filings, latest 2016-06-15

SBAV LP — 12 joint filings, latest 2015-12-01

SBAV GP LLC — 10 joint filings, latest 2015-12-01

CLINTON MAGNOLIA FUND LTD — 8 joint filings, latest 2015-06-09

Profile details as reported on the filer's SEC submissions — for individual insiders the address is often in care of the issuer. Related filers are identified from jointly filed SEC submissions and shared reported addresses. View filings on SEC EDGAR.

Holdings By Company

Latest on-record share count in each company: direct shares plus every indirect holder (trusts, LLCs, partnerships, family members) on the latest Form 4 that lists them. Disclosed exposure = shares × current underlying price.

Symbol	Role	Shares	Price	Disclosed Exposure	Lifetime OM Net	Filings	Latest Filed
GlassBridge Enterprises, Inc. (GLA) Delisted	Director	1,494,894	—	—	$430.8K	1	2017-03-30
GlassBridge Enterprises, Inc. (IMN) Delisted	10%+ Owner	465,296	—	—	$65.2K	1	2016-06-15
EveryWare Global, Inc. (EVRY) Delisted	Director	600,000	—	—	$0	1	2013-08-27
EveryWare Global, Inc. (EVRY.W) Delisted	10%+ Owner	600,000	—	—	$16.55M	1	2013-05-23
PACIFIC MERCANTILE BANCORP (PMBC) Delisted	Director	1,411,974	$9.40	$13.27M	$709.6K	1	2013-03-21
OVERLAND STORAGE INC (OVRL) Delisted	10%+ Owner	579,444	—	—	$5.14M	2	2012-09-18
LENOX GROUP INC (LNX) Delisted	Director	2,729,875	—	—	$5.94M	23	2007-11-19

Holdings By Holder

Who holds the shares on record: the insider directly, and each trust, LLC, partnership or family member reported as an indirect holder on the latest Form 4 that lists them. Holder names come from the filing's footnotes. Rows under No longer reported appeared on earlier filings but not the latest one, usually because the holder was emptied or folded into another; they are not counted in the total.

Symbol	Holder	Shares	Share of Total	Reported
GLA	See footnotes	1,494,894	100.0%	2017-03-30
	Total	1,494,894
IMN	Clinton Group See footnotes	465,296	100.0%	2016-06-15
	Total	465,296
EVRY	See Footnote.	600,000	100.0%	2013-08-27
	Total	600,000
EVRY.W	See Footnote.	600,000	100.0%	2013-05-23
	Total	600,000
PMBC	See footnote	1,411,974	100.0%	2013-03-21
	Total	1,411,974
LNX	Clinton Group See Footnote (1) below	2,729,875	100.0%	2007-11-19
	Total	2,729,875
	No longer reported
	See footnote below	2,714,777	—	last 2007-11-19
	Clinton Group See Footnote	2,610,877	—	last 2007-11-15

Recent Filings

33 filings

Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144, so not all of them end in a sale. Under each notice: the role the filer ticked on it, and whether a sale followed (a Form 4 sale within 30 days, or a sale listed on a later notice).

Filed	Symbol	Action	Net Shares	Net $	Link
2023-09-26	—	Sell (S)	−7,578	-$1.25M
2017-03-30	GlassBridge Enterprises, Inc. (GLA) Delisted	Buy (P)	+81,957	$430.8K	EDGAR
2016-06-15	GlassBridge Enterprises, Inc. (IMN) Delisted	Buy (P)	+37,980	$65.2K	EDGAR
2013-10-07	—	Buy (P)	+315,500	$315.5K
2013-08-27	EveryWare Global, Inc. (EVRY) Delisted	Mixed	+1,650,000	$16.50M	EDGAR
2013-07-19	—	Buy (P)	—	$0
2013-05-23	EveryWare Global, Inc. (EVRY.W) Delisted	Mixed	+1,655,000	$16.55M	EDGAR
2013-03-21	PACIFIC MERCANTILE BANCORP (PMBC) Delisted	Buy (P)	+119,480	$709.6K	EDGAR
2012-09-18	OVERLAND STORAGE INC (OVRL) Delisted	Buy (P)	+17,500	$33.8K	EDGAR
2012-09-13	OVERLAND STORAGE INC (OVRL) Delisted	Buy (P)	+2,879,718	$5.10M	EDGAR

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Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment, and an amended or cancelled notice is not listed. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes. Someone who is no longer an officer or director (or never was) files no Form 4, so for them a sale shows up only on a later notice, which lists the seller's sales from the 3 months before it. "No sale on file" means neither record shows one; a dash in Net $ means the value filed on the notice doesn't fit the stock's price (likely a typo).