George E. Hall
CIK 1566939 · Chief Investment Officer · last filed 2017-05-19
George E. Hall is a Chief Investment Officer who has filed 15 SEC Form 4 insider transactions across 7 companies since 2013. The most recent filing, for GLA, was dated May 19, 2017. Across all open-market trades the lifetime net is −$19.6M, making them a net seller over the disclosed history. 34 SEC filings were submitted jointly with CLINTON GROUP INC.
"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.
$0
7
15
-$19.59M
Charts
Trading activity, where the exposure sits, and each trade against the stock price.
Filer Profile
8TH FLOOR
NEW YORK, NY 10022
Holdings By Company
| Symbol | Role | Shares | Price | Disclosed Exposure | Lifetime OM Net | Filings | Latest Filed |
|---|---|---|---|---|---|---|---|
| GlassBridge Enterprises, Inc. (GLA) Delisted | Director | 1,466,170 | — | — | $0 | 1 | 2017-05-19 |
| GlassBridge Enterprises, Inc. (IMN) Delisted | Director | 14,129,387 | — | — | $0 | 1 | 2017-02-06 |
| PACIFIC MERCANTILE BANCORP (PMBC) Delisted | 1,428,100 | $9.40 | $13.42M | -$19.64M | 4 | 2015-11-24 | |
| ROI Acquisition Corp. II (ROIQ.U) Delisted | Chief Investment Officer | 3,250,000 | — | — | -$9.6K | 1 | 2013-09-24 |
| EveryWare Global, Inc. (EVRY) Delisted | Chief Investment Officer | — | — | — | $0 | 1 | 2013-08-27 |
| EveryWare Global, Inc. (EVRY.W) Delisted | Chief Investment Officer | 2,918,000 | — | — | $51.2K | 1 | 2013-05-23 |
| EveryWare Global, Inc. (ROIQ.W) Delisted | Chief Investment Officer | 1,863,000 | — | — | -$138 | 4 | 2013-05-01 |
Recent Filings
15 filings| Filed | Symbol | Action | Net Shares | Net $ | Link |
|---|---|---|---|---|---|
| 2017-05-19 | GlassBridge Enterprises, Inc. (GLA) Delisted | Other (J) | −57,448 | $0 | EDGAR |
| 2017-02-06 | GlassBridge Enterprises, Inc. (IMN) Delisted | Grant (A) | +25,000,000 | $0 | EDGAR |
| 2015-11-24 | PACIFIC MERCANTILE BANCORP (PMBC) Delisted | Sell (S) | −367,272 | -$2.46M | EDGAR |
| 2015-11-04 | PACIFIC MERCANTILE BANCORP (PMBC) Delisted | Sell (S) | −2,180,468 | -$14.19M | EDGAR |
| 2015-09-16 | PACIFIC MERCANTILE BANCORP (PMBC) Delisted | Sell (S) | −534,048 | -$3.66M | EDGAR |
| 2015-06-09 | — | Other (J) | −3,518,000 | $0 | |
| 2015-06-04 | — | Other (J) | −3,518,000 | $0 | |
| 2014-11-07 | PACIFIC MERCANTILE BANCORP (PMBC) Delisted | Buy (P) | +98,965 | $670.1K | EDGAR |
| 2013-09-24 | ROI Acquisition Corp. II (ROIQ.U) Delisted | Mixed | +11,125,000 | $91.0K | EDGAR |
| 2013-08-27 | EveryWare Global, Inc. (EVRY) Delisted | Grant (A) | — | $0 | EDGAR |
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.