George E. Hall
CIK 1566939 · Chief Investment Officer · last filed 2017-05-19
George E. Hall is a Chief Investment Officer who has filed 15 SEC Form 4 insider transactions across 7 companies since 2013. The most recent filing, for GLA, was dated May 19, 2017. Across all open-market trades the lifetime net is −$4.6M, making them a net seller over the disclosed history. 34 SEC filings were submitted jointly with CLINTON GROUP INC.
"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.
Charts
Trading activity, where the exposure sits, and each trade against the stock price.
PMBC price and trades
Daily close with each Form 4 filing on this company marked: green = open-market buy, red = open-market sale, purple = grants, exercises, gifts and other non-market transactions. Marker size scales with the dollar value.
Shares held
Shares owned after each reported transaction on this company (direct holdings as reported).
Open-market buying and selling
by monthDollar value of open-market purchases (code P, up) and sales (code S, down) across all companies, by filing month. Grants, exercises and gifts are excluded.
Exposure by company
latestMost recently reported shares × current price. Faded bars (*) have had no filing in 3 years, so the person may no longer hold them. Click a bar to chart that company.
Filer Profile
8TH FLOOR
NEW YORK, NY 10022
Holdings By Company
| Symbol | Role | Shares | Price | Disclosed Exposure | Lifetime OM Net | Filings | Latest Filed |
|---|---|---|---|---|---|---|---|
| GlassBridge Enterprises, Inc. (GLA) Delisted | Director | 1,466,170 | — | — | $0 | 1 | 2017-05-19 |
| GlassBridge Enterprises, Inc. (IMN) Delisted | Director | 14,129,387 | — | — | $0 | 1 | 2017-02-06 |
| PACIFIC MERCANTILE BANCORP (PMBC) Delisted | 1,459,100 | $9.40 | $13.72M | -$4.64M | 4 | 2015-11-24 | |
| ROI Acquisition Corp. II (ROIQ.U) Delisted | Chief Investment Officer | 6,031,250 | — | — | -$2.4K | 1 | 2013-09-24 |
| EveryWare Global, Inc. (EVRY) Delisted | Chief Investment Officer | — | — | — | $0 | 1 | 2013-08-27 |
| EveryWare Global, Inc. (EVRY.W) Delisted | Chief Investment Officer | 2,918,000 | — | — | $51.2K | 1 | 2013-05-23 |
| EveryWare Global, Inc. (ROIQ.W) Delisted | Chief Investment Officer | 1,863,000 | — | — | -$138 | 4 | 2013-05-01 |
Holdings By Holder
| Symbol | Holder | Shares | Share of Total | Reported |
|---|---|---|---|---|
| GLA | See footnotes | 1,466,170 | 100.0% | 2017-05-19 |
| Total | 1,466,170 | |||
| IMN | See footnotes | 14,129,387 | 100.0% | 2017-02-06 |
| Total | 14,129,387 | |||
| PMBC | SBAV and WKCAX See footnotes |
1,459,100 | 100.0% | 2015-11-24 |
| Total | 1,459,100 | |||
| No longer reported | ||||
| CREL and WKCAX See footnote |
14,793 | — | last 2014-11-07 | |
| ROIQ.U | George E See Footnote |
3,250,000 | 53.9% | 2013-09-24 |
| George E See Footnote. |
2,781,250 | 46.1% | 2013-09-24 | |
| Total | 6,031,250 | |||
| EVRY.W | See Footnote. | 2,918,000 | 100.0% | 2013-05-23 |
| Total | 2,918,000 | |||
| ROIQ.W | See Footnote | 1,863,000 | 100.0% | 2013-04-01 |
| Total | 1,863,000 | |||
Recent Filings
15 filings| Filed | Symbol | Action | Net Shares | Net $ | Link |
|---|---|---|---|---|---|
| 2017-05-19 | GlassBridge Enterprises, Inc. (GLA) Delisted | Other (J) | −28,724 | $0 | EDGAR |
| 2017-02-06 | GlassBridge Enterprises, Inc. (IMN) Delisted | Grant (A) | +12,500,000 | $0 | EDGAR |
| 2015-11-24 | PACIFIC MERCANTILE BANCORP (PMBC) Delisted | Sell (S) | −91,818 | -$615.8K | EDGAR |
| 2015-11-04 | PACIFIC MERCANTILE BANCORP (PMBC) Delisted | Sell (S) | −545,117 | -$3.55M | EDGAR |
| 2015-09-16 | PACIFIC MERCANTILE BANCORP (PMBC) Delisted | Sell (S) | −89,008 | -$609.3K | EDGAR |
| 2015-06-09 | — | Other (J) | −3,518,000 | $0 | |
| 2015-06-04 | — | Other (J) | −3,518,000 | $0 | |
| 2014-11-07 | PACIFIC MERCANTILE BANCORP (PMBC) Delisted | Buy (P) | +19,793 | $134.0K | EDGAR |
| 2013-09-24 | ROI Acquisition Corp. II (ROIQ.U) Delisted | Mixed | +2,781,250 | $22.8K | EDGAR |
| 2013-08-27 | EveryWare Global, Inc. (EVRY) Delisted | Grant (A) | — | $0 | EDGAR |
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment, and an amended or cancelled notice is not listed. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes. Someone who is no longer an officer or director (or never was) files no Form 4, so for them a sale shows up only on a later notice, which lists the seller's sales from the 3 months before it. "No sale on file" means neither record shows one; a dash in Net $ means the value filed on the notice doesn't fit the stock's price (likely a typo).