Clinton Union League, LLC

CIK 1577073 · last filed 2016-12-05

Clinton Union League, LLC is a corporate insider who has filed 5 SEC Form 4 insider transactions across 2 companies since 2014. The most recent filing shows the insider bought $88.7K of IMN on Dec 5, 2016. Across all open-market trades the lifetime net is +$380.1K, making them a net buyer over the disclosed history. The firm reports its address in New York, NY. 20 SEC filings were submitted jointly with CLINTON GROUP INC.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

Disclosed Exposure

Companies

Total Filings

Lifetime Open-Market Net

$380.1K

Charts

Trading activity, where the exposure sits, and each trade against the stock price.

PMBC price and trades

Daily close with each Form 4 filing on this company marked: green = open-market buy, red = open-market sale, purple = grants, exercises, gifts and other non-market transactions. Marker size scales with the dollar value.

Shares held

Shares owned after each reported transaction on this company (direct holdings as reported).

Open-market buying and selling

by month

Dollar value of open-market purchases (code P, up) and sales (code S, down) across all companies, by filing month. Grants, exercises and gifts are excluded.

Exposure by company

latest

OfficerDirector10% owner* stale (no filing in 3 yrs)

Most recently reported shares × current price. Faded bars (*) have had no filing in 3 years, so the person may no longer hold them. Click a bar to chart that company.

Filer Profile

Reported Address

C/O CLINTON GROUP INC.
510 MADISON AVE., 8TH FLOOR
NEW YORK, NY 10022

Phone

(212) 825-0400

Formerly Known As

Clinton Relational Opportunity LLC (2013–2016)

Related Filers

CLINTON GROUP INC — 20 joint filings, latest 2016-12-05

Clinton Relational Opportunity Master Fund, L.P. — 20 joint filings, latest 2016-12-05

George E. Hall — 20 joint filings, latest 2016-12-05

GEH Capital Inc. — 13 joint filings, latest 2016-12-05

Clinton Magnolia Master Fund, Ltd. — 8 joint filings, latest 2016-06-15

SBAV LP — 7 joint filings, latest 2015-09-16

SBAV GP LLC — 5 joint filings, latest 2015-09-16

CANNELL CAPITAL LLC — 4 joint filings, latest 2013-12-23

Profile details as reported on the filer's SEC submissions — for individual insiders the address is often in care of the issuer. Related filers are identified from jointly filed SEC submissions and shared reported addresses. View filings on SEC EDGAR.

Holdings By Company

Latest on-record share count in each company: direct shares plus every indirect holder (trusts, LLCs, partnerships, family members) on the latest Form 4 that lists them. Disclosed exposure = shares × current underlying price.

Symbol	Role	Shares	Price	Disclosed Exposure	Lifetime OM Net	Filings	Latest Filed
GlassBridge Enterprises, Inc. (IMN) Delisted	Director	1,574,387	—	—	$88.0K	4	2016-12-05
PACIFIC MERCANTILE BANCORP (PMBC) Delisted		69,331	$9.40	$651.7K	$292.0K	1	2014-12-12

Holdings By Holder

Who holds the shares on record: the insider directly, and each trust, LLC, partnership or family member reported as an indirect holder on the latest Form 4 that lists them. Holder names come from the filing's footnotes. Rows under No longer reported appeared on earlier filings but not the latest one, usually because the holder was emptied or folded into another; they are not counted in the total.

Symbol	Holder	Shares	Share of Total	Reported
IMN	See footnotes	1,574,387	100.0%	2016-12-05
	Total	1,574,387
PMBC	See footnotes	69,331	100.0%	2014-12-12
	Total	69,331

Recent Filings

5 filings

Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144, so not all of them end in a sale. Under each notice: the role the filer ticked on it, and whether a sale followed (a Form 4 sale within 30 days, or a sale listed on a later notice).

Filed	Symbol	Action	Net Shares	Net $	Link
2016-12-05	GlassBridge Enterprises, Inc. (IMN) Delisted	Buy (P)	+89,821	$88.7K	EDGAR
2016-01-12	GlassBridge Enterprises, Inc. (IMN) Delisted	Other (J)	—	$0	EDGAR
2015-12-15	GlassBridge Enterprises, Inc. (IMN) Delisted	Mixed	−6,100	-$9.0K	EDGAR
2015-12-09	GlassBridge Enterprises, Inc. (IMN) Delisted	Mixed	+584	$8.3K	EDGAR
2014-12-12	PACIFIC MERCANTILE BANCORP (PMBC) Delisted	Buy (P)	+41,331	$292.0K	EDGAR

Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment, and an amended or cancelled notice is not listed. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes. Someone who is no longer an officer or director (or never was) files no Form 4, so for them a sale shows up only on a later notice, which lists the seller's sales from the 3 months before it. "No sale on file" means neither record shows one; a dash in Net $ means the value filed on the notice doesn't fit the stock's price (likely a typo).