Clinton Union League, LLC

CIK 1577073 · last filed 2016-12-05

Clinton Union League, LLC is a corporate insider who has filed 5 SEC Form 4 insider transactions across 2 companies since 2014. The most recent filing shows the insider bought $532.2K of IMN on Dec 5, 2016. Across all open-market trades the lifetime net is +$2.3M, making them a net buyer over the disclosed history. The firm reports its address in New York, NY. 20 SEC filings were submitted jointly with CLINTON GROUP INC.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

Disclosed Exposure

$0

Companies

2

Total Filings

5

Lifetime Open-Market Net

$2.27M

Charts

Trading activity, where the exposure sits, and each trade against the stock price.

Filer Profile

Reported Address

C/O CLINTON GROUP INC.
510 MADISON AVE., 8TH FLOOR
NEW YORK, NY 10022

Phone

(212) 825-0400

Formerly Known As

Clinton Relational Opportunity LLC (2013–2016)

Related Filers

CLINTON GROUP INC — 20 joint filings, latest 2016-12-05

Clinton Relational Opportunity Master Fund, L.P. — 20 joint filings, latest 2016-12-05

George E. Hall — 20 joint filings, latest 2016-12-05

GEH Capital Inc. — 13 joint filings, latest 2016-12-05

Clinton Magnolia Master Fund, Ltd. — 8 joint filings, latest 2016-06-15

SBAV LP — 7 joint filings, latest 2015-09-16

SBAV GP LLC — 5 joint filings, latest 2015-09-16

CANNELL CAPITAL LLC — 4 joint filings, latest 2013-12-23

Profile details as reported on the filer's SEC submissions — for individual insiders the address is often in care of the issuer. Related filers are identified from jointly filed SEC submissions and shared reported addresses. View filings on SEC EDGAR.

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.

Symbol	Role	Shares	Price	Disclosed Exposure	Lifetime OM Net	Filings	Latest Filed
GlassBridge Enterprises, Inc. (IMN) Delisted	Director	1,629,387	—	—	$519.9K	4	2016-12-05
PACIFIC MERCANTILE BANCORP (PMBC) Delisted		71,924	$9.40	$676.1K	$1.75M	1	2014-12-12

Recent Filings

5 filings

Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.

Filed	Symbol	Action	Net Shares	Net $	Link
2016-12-05	GlassBridge Enterprises, Inc. (IMN) Delisted	Buy (P)	+538,926	$532.2K	EDGAR
2016-01-12	GlassBridge Enterprises, Inc. (IMN) Delisted	Other (J)	—	$0	EDGAR
2015-12-15	GlassBridge Enterprises, Inc. (IMN) Delisted	Mixed	−36,600	-$53.8K	EDGAR
2015-12-09	GlassBridge Enterprises, Inc. (IMN) Delisted	Mixed	+2,920	$41.5K	EDGAR
2014-12-12	PACIFIC MERCANTILE BANCORP (PMBC) Delisted	Buy (P)	+247,986	$1.75M	EDGAR

Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.