Insider transactions

CLINTON GROUP INC

CIK 1134119 · last filed 2023-09-26

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure
$0
Companies
7
Total Filings
33
Lifetime Open-Market Net
$28.83M

Charts

Trading activity, where the exposure sits, and each trade against the stock price.

EVRY.W price and trades

Daily close with each Form 4 filing on this company marked: green = open-market buy, red = open-market sale, purple = grants, exercises, gifts and other non-market transactions. Marker size scales with the dollar value.

Shares held

Shares owned after each reported transaction on this company (direct holdings as reported).

Open-market buying and selling

by month

Dollar value of open-market purchases (code P, up) and sales (code S, down) across all companies, by filing month. Grants, exercises and gifts are excluded.

Exposure by company

latest
OfficerDirector10% owner* stale (no filing in 3 yrs)

Most recently reported shares × current price. Faded bars (*) have had no filing in 3 years, so the person may no longer hold them. Click a bar to chart that company.

Filer Profile

Reported Address
510 MADISON AVE
8TH FL
NEW YORK, NY 10022
Phone
(212) 825-0400
Related Filers
George E. Hall — 34 joint filings, latest 2023-09-26
Clinton Relational Opportunity Master Fund, L.P. — 20 joint filings, latest 2016-12-05
Clinton Union League, LLC — 20 joint filings, latest 2016-12-05
GEH Capital Inc. — 16 joint filings, latest 2023-09-26
Clinton Magnolia Master Fund, Ltd. — 12 joint filings, latest 2016-06-15
SBAV LP — 12 joint filings, latest 2015-12-01
SBAV GP LLC — 10 joint filings, latest 2015-12-01
CLINTON MAGNOLIA FUND LTD — 8 joint filings, latest 2015-06-09
Profile details as reported on the filer's SEC submissions — for individual insiders the address is often in care of the issuer. Related filers are identified from jointly filed SEC submissions and shared reported addresses. View filings on SEC EDGAR.

Holdings By Company

Latest on-record share count in each company: direct shares plus every indirect holder (trusts, LLCs, partnerships, family members) on the latest Form 4 that lists them. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
GlassBridge Enterprises, Inc. (GLA) Delisted Director 1,494,894 — — $430.8K 1 2017-03-30
GlassBridge Enterprises, Inc. (IMN) Delisted 10%+ Owner 465,296 — — $65.2K 1 2016-06-15
EveryWare Global, Inc. (EVRY) Delisted Director 600,000 — — $0 1 2013-08-27
EveryWare Global, Inc. (EVRY.W) Delisted 10%+ Owner 600,000 — — $16.55M 1 2013-05-23
PACIFIC MERCANTILE BANCORP (PMBC) Delisted Director 1,411,974 $9.40 $13.27M $709.6K 1 2013-03-21
OVERLAND STORAGE INC (OVRL) Delisted 10%+ Owner 579,444 — — $5.14M 2 2012-09-18
LENOX GROUP INC (LNX) Delisted Director 2,729,875 — — $5.94M 23 2007-11-19

Holdings By Holder

Who holds the shares on record: the insider directly, and each trust, LLC, partnership or family member reported as an indirect holder on the latest Form 4 that lists them. Holder names come from the filing's footnotes. Rows under No longer reported appeared on earlier filings but not the latest one, usually because the holder was emptied or folded into another; they are not counted in the total.
Symbol Holder Shares Share of Total Reported
GLA See footnotes 1,494,894 100.0% 2017-03-30
Total 1,494,894
IMN Clinton Group
See footnotes
 465,296 100.0% 2016-06-15
Total 465,296
EVRY See Footnote. 600,000 100.0% 2013-08-27
Total 600,000
EVRY.W See Footnote. 600,000 100.0% 2013-05-23
Total 600,000
PMBC See footnote 1,411,974 100.0% 2013-03-21
Total 1,411,974
LNX Clinton Group
See Footnote (1) below
 2,729,875 100.0% 2007-11-19
Total 2,729,875
No longer reported
See footnote below 2,714,777 — last 2007-11-19
Clinton Group
See Footnote
 2,610,877 — last 2007-11-15

Recent Filings · Page 3 of 4

33 filings
Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144, so not all of them end in a sale. Under each notice: the role the filer ticked on it, and whether a sale followed (a Form 4 sale within 30 days, or a sale listed on a later notice).
Filed Symbol Action Net Shares Net $ Link
2007-08-27 LENOX GROUP INC (LNX) Delisted Buy (P) +75,214 $392.0K EDGAR
2007-08-22 LENOX GROUP INC (LNX) Delisted Buy (P) +9,800 $51.9K EDGAR
2007-08-20 LENOX GROUP INC (LNX) Delisted Buy (P) +20,300 $108.6K EDGAR
2007-08-17 LENOX GROUP INC (LNX) Delisted Buy (P) +44,400 $217.1K EDGAR
2007-08-14 LENOX GROUP INC (LNX) Delisted Buy (P) +117,324 $538.3K EDGAR
2007-05-30 LENOX GROUP INC (LNX) Delisted Buy (P) +5,000 $34.4K EDGAR
2007-05-24 LENOX GROUP INC (LNX) Delisted Buy (P) +13,100 $89.9K EDGAR
2007-05-22 LENOX GROUP INC (LNX) Delisted Buy (P) +26,700 $186.6K EDGAR
2007-05-21 LENOX GROUP INC (LNX) Delisted Buy (P) +26,700 $186.6K EDGAR
2007-03-27 LENOX GROUP INC (LNX) Delisted Buy (P) +48,155 $270.9K EDGAR
Showing 21–30 of 33
Page 3 of 4
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment, and an amended or cancelled notice is not listed. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes. Someone who is no longer an officer or director (or never was) files no Form 4, so for them a sale shows up only on a later notice, which lists the seller's sales from the 3 months before it. "No sale on file" means neither record shows one; a dash in Net $ means the value filed on the notice doesn't fit the stock's price (likely a typo).