ROGER H BALLOU

CIK 1158369 · President and CEO · last filed 2026-04-27

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$7.94M

Companies

9

Total Filings

106

Lifetime Open-Market Net

-$11.48M

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
BFHpA Director 30,079 $24.80 $746.0K -$874.9K 2 2026-04-27
BFH Director 41,117 $101.71 $4.18M $200.0K 6 2025-06-18
UVSP Director 11,252 $42.58 $479.1K -$1.30M 11 2023-02-02
RCMT Director 98,585 $25.66 $2.53M -$1.81M 27 2022-12-16
Loyalty Ventures Inc. (LYLT) Delisted Director 13,733 $0.22 $3.0K $165.8K 5 2022-11-08
BREAD FINANCIAL HOLDINGS, INC. (ADS) Delisted Director 20,712 $56.80 $1.18M -$3.51M 24 2021-06-17
Fox Chase Bancorp Inc (FXCB) Delisted Director 21,739 $8.7K 5 2015-03-17
CDI CORP (CDI) Delisted President and CEO 141,383 -$4.38M 24 2011-01-04
Fox Chase Bancorp Inc (FXCBD) Delisted Director 35,038 $18.0K 1 2010-07-01

Recent Filings · Page 4 of 11

106 filings
Form 4 transactions across all companies, newest first.
Filed Symbol Action Net Shares Net $ Link
2020-12-21 RCMT Grant (A) +26,786 $0 EDGAR
2020-06-23 BREAD FINANCIAL HOLDINGS, INC. (ADS) Delisted Grant (A) +2,956 $0 EDGAR
2020-06-02 RCMT Buy (P) +100,000 $120.0K EDGAR
2020-03-23 BREAD FINANCIAL HOLDINGS, INC. (ADS) Delisted Buy (P) +3,500 $102.0K EDGAR
2020-02-04 UVSP Grant (A) $0 EDGAR
2019-12-16 RCMT Grant (A) +15,845 $0 EDGAR
2019-06-26 BREAD FINANCIAL HOLDINGS, INC. (ADS) Delisted Grant (A) +959 $0 EDGAR
2019-02-01 UVSP Grant (A) $0 EDGAR
2018-12-17 RCMT Grant (A) +11,968 $0 EDGAR
2018-12-13 RCMT Buy (P) +595 $2.4K EDGAR
Showing 3140 of 106
Page 4 of 11
Codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.