BRUCE N ALPERT

CIK 1185528 · President · last filed 2022-07-01

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$326.2K

Companies

13

Total Filings

158

Lifetime Open-Market Net

$213.9K

Filer Profile

Reported Address
C/O GAMCO INVESTORS, INC.
ONE CORPORATE CENTER
RYE, NY 10580
Related Filers
GAMCO INVESTORS, INC. ET AL — 36 joint filings, latest 2021-12-16
Profile details as reported on the filer's SEC submissions — for individual insiders the address is often in care of the issuer. Related filers are identified from jointly filed SEC submissions and shared reported addresses. View filings on SEC EDGAR.

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
GLU President 4,956 $19.29 $95.6K -$155.8K 10 2022-07-01
GDV President 4,000 $29.98 $119.9K $324.1K 17 2022-03-15
GGZ President 0 $16.25 $0 $142.4K 9 2022-03-02
GAB President 0 $5.67 $0 $464.8K 32 2022-02-02
GUT President 700 $6.53 $4.6K -$48.8K 10 2022-02-01
GAMCO INVESTORS, INC. ET AL (GBL) Delisted Senior Vice President 10,655 $14.78 $157.5K -$1.12M 28 2021-12-16
Gabelli Go Anywhere Trust (GGO) Delisted President 0 $16.20 $0 $0 2 2021-10-01
GGT President 4,230 $4.06 $17.2K $175.0K 10 2021-09-02
GNT President 2,608 $9.19 $24.0K $48.5K 3 2021-05-25
GGN President 8,416 $5.63 $47.4K $0 3 2021-05-25
GCV President 3,850 $4.56 $17.6K $0 2 2021-05-19
GRX President 0 $10.03 $0 $300.0K 19 2020-12-28
GDL President 0 $8.42 $0 $82.4K 9 2013-06-18

Recent Filings · Page 11 of 16

158 filings
Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
Filed Symbol Action Net Shares Net $ Link
2013-05-23 GDL Sell (S) −200 -$10.2K EDGAR
2013-04-12 GGN Other (J) −609 -$15.3K EDGAR
2012-12-17 GAMCO INVESTORS, INC. ET AL (GBL) Delisted Other (J) −8,000 -$400.0K EDGAR
2012-11-15 GAMCO INVESTORS, INC. ET AL (GBL) Delisted Tax (F) −361 -$16.5K EDGAR
2012-11-13 GAB Exer (X) −5,163 -$129.1K EDGAR
2012-10-09 GAB Exer (X) −3,637 -$90.9K EDGAR
2012-10-02 GAB Buy (P) +21,000 $525.0K EDGAR
2012-08-06 GAB Exer (X) +11,000 $275.0K EDGAR
2012-05-16 GAMCO INVESTORS, INC. ET AL (GBL) Delisted Other (J) +405 $0 EDGAR
2011-12-14 GRX Sell (S) −1,466 -$41.0K EDGAR
Showing 101110 of 158
Page 11 of 16
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.