BRUCE N ALPERT

CIK 1185528 · President · last filed 2022-07-01

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$317.3K

Companies

13

Total Filings

158

Lifetime Open-Market Net

$213.9K

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
GLU President 4,956 $19.38 $96.1K -$155.8K 10 2022-07-01
GDV President 4,000 $29.71 $118.8K $324.1K 17 2022-03-15
GGZ President 0 $16.10 $0 $142.4K 9 2022-03-02
GAB President 0 $5.57 $0 $464.8K 32 2022-02-02
GUT President 700 $6.47 $4.5K -$48.8K 10 2022-02-01
GAMCO INVESTORS, INC. ET AL (GBL) Delisted Senior Vice President 10,655 $14.78 $157.5K -$1.12M 28 2021-12-16
Gabelli Go Anywhere Trust (GGO) Delisted President 0 $16.20 $0 $0 2 2021-10-01
GGT President 4,230 $4.09 $17.3K $175.0K 10 2021-09-02
GNT President 2,608 $8.20 $21.4K $48.5K 3 2021-05-25
GGN President 8,416 $4.93 $41.5K $0 3 2021-05-25
GCV President 3,850 $4.58 $17.6K $0 2 2021-05-19
GRX President 0 $9.58 $0 $300.0K 19 2020-12-28
GDL President 0 $8.42 $0 $82.4K 9 2013-06-18

Recent Filings · Page 8 of 16

158 filings
Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
Filed Symbol Action Net Shares Net $ Link
2016-06-01 GUT Buy (P) +2,700 $67.5K EDGAR
2016-05-11 GGZ Buy (P) +4,000 $100.0K EDGAR
2016-04-04 GAB Buy (P) +8,000 $200.0K EDGAR
2015-10-26 GAMCO INVESTORS, INC. ET AL (GBL) Delisted Tax (F) −555 -$32.1K EDGAR
2015-10-20 GAMCO INVESTORS, INC. ET AL (GBL) Delisted Tax (F) −542 -$31.4K EDGAR
2015-08-27 GAMCO INVESTORS, INC. ET AL (GBL) Delisted Other (J) +203 $0 EDGAR
2015-05-18 GAMCO INVESTORS, INC. ET AL (GBL) Delisted Other (J) +198 $0 EDGAR
2015-05-01 GDV Buy (P) +2,000 $42.9K EDGAR
2015-05-01 GRX Buy (P) +2,000 $22.5K EDGAR
2014-10-29 GAB Other (J) +414 $2.4K EDGAR
Showing 7180 of 158
Page 8 of 16
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.