KATHRYN E FALBERG

CIK 1206977 · EVP and CFO · last filed 2026-05-26

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$34.97M

Companies

15

Total Filings

121

Lifetime Open-Market Net

-$70.27M

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
NUVB Director $4.92 $0 1 2026-05-26
TTD Director 212 $19.28 $4.1K -$73.56M 24 2026-03-25
RCUS Director 170,706 $23.80 $4.06M $1.55M 12 2025-06-12
Nuvation Bio Inc. (NUVB.WS) Delisted Director 75,041 $0.01 $383 $483.8K 8 2025-05-23
Tricida, Inc. (TCDA) Delisted Director 59,163 $0.11 $6.4K $600.0K 5 2022-06-16
URGN Director $29.72 $0 3 2021-06-09
COLL Director 0 $34.64 $0 $960.0K 7 2020-10-14
BMRN Director 2,640 $55.95 $147.7K $0 2 2016-09-01
MEDIVATION, INC. (MDVN) Delisted Director 82,742 $2.94M 7 2016-06-23
LIFE Director $15.61 $0 3 2016-05-26
HALOZYME THERAPEUTICS, INC. (HTI) Delisted Director 358,253 $942.1K 12 2016-05-06
Aimmune Therapeutics, Inc. (AIMT) Delisted Director 94,894 $400.0K 1 2015-08-11
JAZZ EVP and CFO 133,387 $230.56 $30.75M -$4.52M 27 2014-03-06
QLTI Director $26.82 $0 3 2011-05-27
Oruka Therapeutics, Inc. (ABIO) Delisted CFO and COO 12,800 $28.80 $368.6K -$75.9K 3 2009-06-26

Recent Filings · Page 4 of 13

121 filings
Form 4 transactions across all companies, newest first.
Filed Symbol Action Net Shares Net $ Link
2021-02-12 Nuvation Bio Inc. (NUVB.WS) Delisted Grant (A) $0 EDGAR
2020-11-23 TTD Mixed -$16.26M EDGAR
2020-10-14 COLL Mixed −142,926 -$4.93M EDGAR
2020-06-15 Tricida, Inc. (TCDA) Delisted Grant (A) +5,670 $0 EDGAR
2020-06-10 URGN Grant (A) $0 EDGAR
2020-06-08 RCUS Grant (A) +3,000 $0 EDGAR
2020-05-29 COLL Grant (A) +7,840 $0 EDGAR
2020-05-28 TTD Grant (A) +1,165 $65.9K EDGAR
2019-11-13 TTD Sell (S) −29,786 -$6.17M EDGAR
2019-06-14 RCUS Buy (P) +12,935 $110.2K EDGAR
Showing 3140 of 121
Page 4 of 13
Codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.