KATHRYN E FALBERG

CIK 1206977 · EVP and CFO · last filed 2026-06-12

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$36.31M

Companies

15

Total Filings

126

Lifetime Open-Market Net

-$70.27M

Filer Profile

Reported Address
C/O THE TRADE DESK, INC.
42 NORTH CHESTNUT STREET
VENTURA, CA 93001
Related Filers
QLT INC/BC — 4 joint filings, latest 2011-05-27
BIOMARIN PHARMACEUTICAL INC — 3 joint filings, latest 2016-09-01
Profile details as reported on the filer's SEC submissions — for individual insiders the address is often in care of the issuer. Related filers are identified from jointly filed SEC submissions and shared reported addresses. View filings on SEC EDGAR.

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
RCUS Director 176,406 $24.97 $4.40M $1.55M 13 2026-06-12
NUVB Director — $5.74 — $0 1 2026-05-26
TTD Director 212 $12.60 $2.7K -$73.56M 24 2026-03-25
Nuvation Bio Inc. (NUVB.WS) Delisted Director 75,041 $0.01 $383 $483.8K 8 2025-05-23
Tricida, Inc. (TCDA) Delisted Director 59,163 $0.11 $6.4K $600.0K 5 2022-06-16
URGN Director — $41.35 — $0 3 2021-06-09
COLL Director 0 $22.53 $0 $960.0K 7 2020-10-14
BMRN Director 2,640 $60.26 $159.1K $0 2 2016-09-01
MEDIVATION, INC. (MDVN) Delisted Director 82,742 — — $2.94M 7 2016-06-23
LIFE Director — $34.30 — $0 3 2016-05-26
HALOZYME THERAPEUTICS, INC. (HTI) Delisted Director 358,253 — — $942.1K 12 2016-05-06
Aimmune Therapeutics, Inc. (AIMT) Delisted Director 94,894 — — $400.0K 1 2015-08-11
JAZZ EVP and CFO 133,387 $237.95 $31.74M -$4.52M 27 2014-03-06
QLTI Director — $26.98 — $0 3 2011-05-27
Oruka Therapeutics, Inc. (ABIO) Delisted CFO and COO 1 $28.80 $29 -$75.9K 3 2009-06-26

Recent Filings · Page 6 of 13

126 filings
Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
Filed Symbol Action Net Shares Net $ Link
2019-05-28 COLL Mixed +6,442 $0 EDGAR
2019-05-02 TTD Grant (A) +1,476 $80.7K EDGAR
2019-03-13 TTD Sell (S) −40,000 -$8.22M EDGAR
2018-11-30 TTD Mixed −20,500 -$2.70M EDGAR
2018-07-02 Tricida, Inc. (TCDA) Delisted Mixed +35,211 $600.0K EDGAR
2018-05-24 COLL Grant (A) +3,750 $0 EDGAR
2018-05-07 TTD Grant (A) +5,683 $81.0K EDGAR
2018-03-19 RCUS Mixed +47,106 $450.0K EDGAR
2018-02-26 COLL Buy (P) +30,000 $960.0K EDGAR
2017-07-24 TTD Grant (A) +4,603 $71.0K EDGAR
Showing 51–60 of 126
Page 6 of 13
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.