Philip Falcone

CIK 1233569 · CEO, Chairman & President · last filed 2020-03-16

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure
$6.76B
Companies
23
Total Filings
107
Lifetime Open-Market Net
-$83.19M

Charts

Trading activity, where the exposure sits, and each trade against the stock price.

NAV price and trades

Daily close with each Form 4 filing on this company marked: green = open-market buy, red = open-market sale, purple = grants, exercises, gifts and other non-market transactions. Marker size scales with the dollar value.

Shares held

Shares owned after each reported transaction on this company (direct holdings as reported).

Open-market buying and selling

by month

Dollar value of open-market purchases (code P, up) and sales (code S, down) across all companies, by filing month. Grants, exercises and gifts are excluded.

Exposure by company

latest
OfficerDirector10% owner* stale (no filing in 3 yrs)

Most recently reported shares × current price. Faded bars (*) have had no filing in 3 years, so the person may no longer hold them. Click a bar to chart that company.

Filer Profile

Reported Address
450 PARK AVENUE, 30TH FLOOR
NEW YORK, NY 10022
Related Filers
Michael D Luce — 691 joint filings, latest 2009-02-25
Raymond J Harbert — 690 joint filings, latest 2009-02-25
HARBINGER CAPITAL PARTNERS MASTER FUND I, LTD. — 649 joint filings, latest 2015-11-12
HMC INVESTORS, L.L.C. — 571 joint filings, latest 2009-02-25
HARBINGER CAPITAL PARTNERS OFFSHORE MANAGER, L.L.C. — 562 joint filings, latest 2009-09-10
HARBERT MANAGEMENT CORP — 462 joint filings, latest 2009-02-25
HARBINGER CAPITAL PARTNERS SPECIAL SITUATIONS GP, LLC — 260 joint filings, latest 2015-07-09
HARBINGER CAPITAL PARTNERS SPECIAL SITUATIONS FUND, L.P. — 237 joint filings, latest 2015-07-09
Profile details as reported on the filer's SEC submissions — for individual insiders the address is often in care of the issuer. Related filers are identified from jointly filed SEC submissions and shared reported addresses. View filings on SEC EDGAR.

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
INNOVATE Corp. (HCHC) Delisted CEO, Chairman & President 2,502,400 $3.68 $9.21M $4.34M 19 2020-03-16
INSG Director 5,143 $4.30 $22.1K -$121.1K 4 2018-04-03
INSEEGO CORP. (MIFI) Delisted Director 8,326,317 — — $0 4 2016-03-03
Spectrum Brands Holdings, Inc. (HRG) Delisted 10%+ Owner 78,023 — — -$3.39M 2 2015-07-06
INSEEGO CORP. (NVTL) Delisted Director 7,393,135 — — $0 1 2014-10-10
SPB 10%+ Owner 9,735,596 $88.96 $866.08M $39.16M 11 2013-06-03
MERCER INTERNATIONAL INC. (MERCS) Delisted 10%+ Owner — — — $0 1 2010-04-15
NYT 10%+ Owner 46,925,233 $71.69 $3.36B -$19.14M 3 2009-12-03
SOLUTIA INC (SOA) Delisted 10%+ Owner 16,005,815 — — -$39.43M 5 2009-07-30
CALPINE CORP (CPN) Delisted 10%+ Owner 84,833,371 — — $11.06M 4 2009-07-15
TERRESTAR CORP (TSTR) Delisted 10%+ Owner 37,389,426 — — $0 1 2009-03-06
ATLAS AIR WORLDWIDE HOLDINGS INC (AAWW) Delisted 10%+ Owner 8,406,290 $102.48 $861.48M $0 1 2009-03-06
LEAP WIRELESS INTERNATIONAL INC (LEAP) Delisted 10%+ Owner 10,225,000 $10.02 $102.45M $28.11M 2 2009-03-06
NAVISTAR INTERNATIONAL CORP (NAV) Delisted 10%+ Owner 8,495,535 $44.50 $378.05M -$20.41M 7 2009-01-20
MEDIA GENERAL INC (NTN) Delisted 10%+ Owner 2,999,635 $2.70 $8.10M -$1.92M 4 2008-12-09
ASH 10%+ Owner 10,664,903 $78.22 $834.26M -$73.06M 1 2008-09-18
CLF 10%+ Owner 15,866,472 $12.27 $194.60M $73.63M 4 2008-07-22
OC 10%+ Owner 11,723,007 $128.29 $1.50B $20.55M 2 2008-05-09
General Moly, Inc (GMO) Delisted 10%+ Owner 5,534,434 — — $9.18M 3 2008-03-07
GeoEye, Inc. (GEOY) Delisted 10%+ Owner 1,868,894 — — -$55.19M 3 2007-11-13
GeoEye, Inc. (TCHCZ) Delisted 10%+ Owner 9,316,051 — — -$7.74M 1 2007-09-25
HAYNES INTERNATIONAL INC (HAYN) Delisted 10%+ Owner 3,471,774 $60.99 $211.74M -$48.83M 3 2007-05-18
Forest Investments, Inc. (OPWV) Delisted 10%+ Owner — — — $0 1 2007-03-26

Recent Filings · Page 3 of 11

107 filings
Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
Filed Symbol Action Net Shares Net $ Link
2015-10-09 INNOVATE Corp. (HCHC) Delisted Buy (P) +540,000 $4.05M EDGAR
2015-08-10 INNOVATE Corp. (HCHC) Delisted Mixed — $0 EDGAR
2015-07-06 Spectrum Brands Holdings, Inc. (HRG) Delisted Sell (S) −258,074 -$3.39M EDGAR
2015-03-18 INSEEGO CORP. (MIFI) Delisted Grant (A) +18,722 $0 EDGAR
2015-03-16 INNOVATE Corp. (HCHC) Delisted Grant (A) +881,550 $0 EDGAR
2015-01-09 INNOVATE Corp. (HCHC) Delisted Grant (A) — $0 EDGAR
2014-11-19 INSEEGO CORP. (MIFI) Delisted Conv (C) +871,960 $0 EDGAR
2014-11-19 INSEEGO CORP. (MIFI) Delisted Conv (C) +871,960 $0 EDGAR
2014-10-30 — Grant (A) — $0
2014-10-10 INSEEGO CORP. (NVTL) Delisted Grant (A) +29,801 $0 EDGAR
Showing 21–30 of 107
Page 3 of 11
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.