John Jay Feeney Jr

CIK 1242541 · President · last filed 2009-09-21

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

Disclosed Exposure

$114.2K

Companies

Total Filings

Lifetime Open-Market Net

$132.8K

Charts

Trading activity, where the exposure sits, and each trade against the stock price.

HSM price and trades

Daily close with each Form 4 filing on this company marked: green = open-market buy, red = open-market sale, purple = grants, exercises, gifts and other non-market transactions. Marker size scales with the dollar value.

Shares held

Shares owned after each reported transaction on this company (direct holdings as reported).

Open-market buying and selling

by month

Dollar value of open-market purchases (code P, up) and sales (code S, down) across all companies, by filing month. Grants, exercises and gifts are excluded.

Exposure by company

latest

OfficerDirector10% owner* stale (no filing in 3 yrs)

Most recently reported shares × current price. Faded bars (*) have had no filing in 3 years, so the person may no longer hold them. Click a bar to chart that company.

Filer Profile

Related Filers

Brookfield Public Securities Group LLC — 1 joint filings, latest 2006-01-11

Rodman L Drake — 1 joint filings, latest 2006-01-11

Clifford E Lai — 1 joint filings, latest 2006-01-11

Profile details as reported on the filer's SEC submissions — for individual insiders the address is often in care of the issuer. Related filers are identified from jointly filed SEC submissions and shared reported addresses.

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.

Symbol	Role	Shares	Price	Disclosed Exposure	Lifetime OM Net	Filings	Latest Filed
HELIOS STRATEGIC INCOME FUND, INC (HSA) Delisted	President	4,600	—	—	$29.4K	2	2009-09-21
HELIOS HIGH INCOME FUND, INC (HIH) Delisted	Interested Dir. & President	2,320	—	—	$4.5K	1	2009-06-11
RSF	President	8,000	$14.27	$114.2K	$6.7K	1	2008-10-10
BROOKFIELD TOTAL RETURN FUND INC (HTR) Delisted	Vice President	750	—	—	$14.4K	1	2007-08-16
HELIOS STRATEGIC MORTGAGE INCOME FUND, INC. (HSM) Delisted		14,163	—	—	$77.7K	3	2007-06-13

Recent Filings · Page 2 of 2

12 filings

Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.

Filed	Symbol	Action	Net Shares	Net $	Link
2007-05-21	HELIOS STRATEGIC MORTGAGE INCOME FUND, INC. (HSM) Delisted	Buy (P)	+3,000	$39.0K	EDGAR
2007-03-20	HELIOS STRATEGIC MORTGAGE INCOME FUND, INC. (HSM) Delisted	Buy (P)	+2,000	$26.0K	EDGAR

Showing 11–12 of 12

Prev Page 2 of 2

Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.