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JAMES W III HIRSCHMANN

CIK 1252217 · Chairman of the Board · last filed 2023-12-08

JAMES W III HIRSCHMANN is a Chairman of the Board who has filed 23 SEC Form 4 insider transactions across 5 companies since 2007. Across all open-market trades the lifetime net is −$7.9K, making them a net seller over the disclosed history. Current disclosed insider exposure totals $273.6K across reported positions.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$273.6K

Companies

5

Total Filings

23

Lifetime Open-Market Net

-$7.9K

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
Western Asset Mortgage Capital Corp (WMC) Delisted Director 7,291 $9.18 $66.9K $611.4K 13 2020-05-14
PAI 14,100 $11.91 $167.9K $129.1K 2 2013-07-23
DMO 10,000 $10.57 $105.7K $219.9K 1 2013-07-22
WIW 0 $8.34 $0 -$968.4K 3 2010-12-15
LEGG MASON, INC. (PNK) Delisted President and COO 34,910 — — $0 3 2007-06-15

Recent Filings

23 filings
Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
Filed Symbol Action Net Shares Net $ Link
2023-12-08 — Disp (D) −7,291 $0
2020-05-14 Western Asset Mortgage Capital Corp (WMC) Delisted Other (J) +10,000 $22.0K EDGAR
2019-05-16 Western Asset Mortgage Capital Corp (WMC) Delisted Other (J) +10,000 $100.7K EDGAR
2018-05-17 Western Asset Mortgage Capital Corp (WMC) Delisted Other (J) +10,000 $101.6K EDGAR
2017-05-16 Western Asset Mortgage Capital Corp (WMC) Delisted Other (J) +10,000 $99.9K EDGAR
2013-07-23 PAI Buy (P) +5,000 $64.6K EDGAR
2013-07-22 PAI Buy (P) +5,000 $64.6K EDGAR
2013-07-22 DMO Buy (P) +10,000 $219.9K EDGAR
2012-11-27 Western Asset Mortgage Capital Corp (WMC) Delisted Buy (P) +2,500 $49.7K EDGAR
2012-11-27 Western Asset Mortgage Capital Corp (WMC) Delisted Buy (P) +7,500 $164.2K EDGAR
Showing 1–10 of 23
Page 1 of 3
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.