STEPHEN A WALSH
CIK 1252232 · CIO of Subadviser · last filed 2013-07-12
STEPHEN A WALSH is a CIO of Subadviser who has filed 83 SEC Form 4 insider transactions across 10 companies since 2007. The most recent filing shows the insider bought $43.3K of HIO on Jul 12, 2013. Across all open-market trades the lifetime net is +$1.1M, making them a net buyer over the disclosed history. Current disclosed insider exposure totals $1.3M across reported positions.
"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.
$1.32M
10
83
$1.12M
Holdings By Company
| Symbol | Role | Shares | Price | Disclosed Exposure | Lifetime OM Net | Filings | Latest Filed |
|---|---|---|---|---|---|---|---|
| HIO | 67,700 | $3.62 | $245.1K | $338.8K | 17 | 2013-07-12 | |
| DMO | 32,800 | $10.69 | $350.6K | $624.4K | 22 | 2013-07-10 | |
| GDO | 1,924 | $10.76 | $20.7K | $36.7K | 3 | 2013-04-08 | |
| WESTERN ASSET VARIABLE RATE STRATEGIC FUND INC. (GFY) Delisted | 3,410 | — | — | $30.8K | 17 | 2012-10-10 | |
| WIW | 60,100 | $8.46 | $508.4K | -$101.6K | 2 | 2012-09-26 | |
| Western Asset Municipal Defined Opportunity Trust Inc. (MTT) Delisted | 0 | $21.19 | $0 | -$425 | 2 | 2012-07-13 | |
| WIA | 0 | $8.09 | $0 | -$19.4K | 9 | 2012-02-28 | |
| WEA | Director | 0 | $10.60 | $0 | -$7.0K | 4 | 2012-01-04 |
| IGI | 900 | $16.05 | $14.4K | $18.1K | 2 | 2011-06-07 | |
| EHI | 29,500 | $5.98 | $176.4K | $198.7K | 5 | 2010-02-09 |
Recent Filings
83 filings| Filed | Symbol | Action | Net Shares | Net $ | Link |
|---|---|---|---|---|---|
| 2013-07-12 | HIO | Buy (P) | +7,455 | $43.3K | EDGAR |
| 2013-07-10 | DMO | Buy (P) | +2,000 | $43.5K | EDGAR |
| 2013-07-09 | DMO | Buy (P) | +4,000 | $87.5K | EDGAR |
| 2013-07-05 | DMO | Buy (P) | +2,000 | $45.1K | EDGAR |
| 2013-04-08 | GDO | Buy (P) | +524 | $10.4K | EDGAR |
| 2013-01-03 | DMO | Buy (P) | +1,000 | $24.2K | EDGAR |
| 2012-10-10 | WESTERN ASSET VARIABLE RATE STRATEGIC FUND INC. (GFY) Delisted | Sell (S) | −500 | -$9.4K | EDGAR |
| 2012-09-26 | WIW | Sell (S) | −10,000 | -$132.8K | EDGAR |
| 2012-09-26 | HIO | Sell (S) | −15,000 | -$101.8K | EDGAR |
| 2012-09-21 | DMO | — | — | $0 | EDGAR |