Gavin L James
CIK 1252218 · President and CEO · last filed 2016-04-13
Gavin L James is a President and CEO who has filed 13 SEC Form 4 insider transactions across 1 company since 2012. The most recent filing shows the insider bought $11.1K of WMC on Apr 13, 2016. Across all open-market trades the lifetime net is +$1.0M, making them a net buyer over the disclosed history. 20 SEC filings were submitted jointly with James W Hirschmann III.
"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.
Charts
Trading activity, where the exposure sits, and each trade against the stock price.
WMC price and trades
Daily close with each Form 4 filing on this company marked: green = open-market buy, red = open-market sale, purple = grants, exercises, gifts and other non-market transactions. Marker size scales with the dollar value.
Shares held
Shares owned after each reported transaction on this company (direct holdings as reported).
Open-market buying and selling
by monthDollar value of open-market purchases (code P, up) and sales (code S, down) across all companies, by filing month. Grants, exercises and gifts are excluded.
Exposure by company
latestMost recently reported shares × current price. Faded bars (*) have had no filing in 3 years, so the person may no longer hold them. Click a bar to chart that company.
Filer Profile
Holdings By Company
| Symbol | Role | Shares | Price | Disclosed Exposure | Lifetime OM Net | Filings | Latest Filed |
|---|---|---|---|---|---|---|---|
| Western Asset Mortgage Capital Corp (WMC) Delisted | President and CEO | 5,588 | $9.18 | $51.3K | $1.02M | 13 | 2016-04-13 |
Recent Filings
13 filings| Filed | Symbol | Action | Net Shares | Net $ | Link |
|---|---|---|---|---|---|
| 2016-04-13 | Western Asset Mortgage Capital Corp (WMC) Delisted | Buy (P) | +730 | $11.1K | EDGAR |
| 2016-04-13 | Western Asset Mortgage Capital Corp (WMC) Delisted | Buy (P) | +16,000 | $235.0K | EDGAR |
| 2016-04-08 | Western Asset Mortgage Capital Corp (WMC) Delisted | Buy (P) | +3,005 | $34.7K | EDGAR |
| 2015-05-12 | Western Asset Mortgage Capital Corp (WMC) Delisted | Buy (P) | +1,500 | $22.2K | EDGAR |
| 2014-11-21 | Western Asset Mortgage Capital Corp (WMC) Delisted | Buy (P) | +750 | $11.4K | EDGAR |
| 2014-09-11 | Western Asset Mortgage Capital Corp (WMC) Delisted | Buy (P) | +6,570 | $99.9K | EDGAR |
| 2014-08-15 | Western Asset Mortgage Capital Corp (WMC) Delisted | Buy (P) | +16,060 | $235.9K | EDGAR |
| 2013-10-07 | Western Asset Mortgage Capital Corp (WMC) Delisted | Buy (P) | +1,000 | $15.8K | EDGAR |
| 2013-05-16 | Western Asset Mortgage Capital Corp (WMC) Delisted | Buy (P) | +2,100 | $41.9K | EDGAR |
| 2013-05-16 | Western Asset Mortgage Capital Corp (WMC) Delisted | Buy (P) | +400 | $8.0K | EDGAR |
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.