STEPHEN A WALSH
CIK 1252232 · CIO of Subadviser · last filed 2013-07-12
"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.
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Disclosed Exposure
$1.32M
Companies
10
Total Filings
83
Lifetime Open-Market Net
$1.12M
Holdings By Company
Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
| Symbol | Role | Shares | Price | Disclosed Exposure | Lifetime OM Net | Filings | Latest Filed |
|---|---|---|---|---|---|---|---|
| HIO | 67,700 | $3.62 | $245.1K | $338.8K | 17 | 2013-07-12 | |
| DMO | 32,800 | $10.69 | $350.6K | $624.4K | 22 | 2013-07-10 | |
| GDO | 1,924 | $10.76 | $20.7K | $36.7K | 3 | 2013-04-08 | |
| WESTERN ASSET VARIABLE RATE STRATEGIC FUND INC. (GFY) Delisted | 3,410 | — | — | $30.8K | 17 | 2012-10-10 | |
| WIW | 60,100 | $8.46 | $508.4K | -$101.6K | 2 | 2012-09-26 | |
| Western Asset Municipal Defined Opportunity Trust Inc. (MTT) Delisted | 0 | $21.19 | $0 | -$425 | 2 | 2012-07-13 | |
| WIA | 0 | $8.09 | $0 | -$19.4K | 9 | 2012-02-28 | |
| WEA | Director | 0 | $10.60 | $0 | -$7.0K | 4 | 2012-01-04 |
| IGI | 900 | $16.05 | $14.4K | $18.1K | 2 | 2011-06-07 | |
| EHI | 29,500 | $5.98 | $176.4K | $198.7K | 5 | 2010-02-09 |
Recent Filings · Page 2 of 9
83 filingsForm 4 transactions across all companies, newest first.
| Filed | Symbol | Action | Net Shares | Net $ | Link |
|---|---|---|---|---|---|
| 2012-09-21 | DMO | — | — | $0 | EDGAR |
| 2012-09-19 | DMO | Sell (S) | −1,000 | -$26.4K | EDGAR |
| 2012-09-18 | DMO | Sell (S) | −3,000 | -$78.8K | EDGAR |
| 2012-07-20 | DMO | Buy (P) | +1,000 | $22.6K | EDGAR |
| 2012-07-16 | WESTERN ASSET VARIABLE RATE STRATEGIC FUND INC. (GFY) Delisted | Sell (S) | −1,000 | -$16.8K | EDGAR |
| 2012-07-13 | Western Asset Municipal Defined Opportunity Trust Inc. (MTT) Delisted | Sell (S) | −106 | -$2.5K | EDGAR |
| 2012-07-13 | WESTERN ASSET VARIABLE RATE STRATEGIC FUND INC. (GFY) Delisted | Sell (S) | −100 | -$1.7K | EDGAR |
| 2012-04-26 | WESTERN ASSET VARIABLE RATE STRATEGIC FUND INC. (GFY) Delisted | Sell (S) | −1,000 | -$16.7K | EDGAR |
| 2012-04-23 | WESTERN ASSET VARIABLE RATE STRATEGIC FUND INC. (GFY) Delisted | Sell (S) | −2,958 | -$49.4K | EDGAR |
| 2012-04-19 | WESTERN ASSET VARIABLE RATE STRATEGIC FUND INC. (GFY) Delisted | Sell (S) | −1,000 | -$16.7K | EDGAR |
Codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.