Insider transactions

Stephen A Walsh

CIK 1252232 · CIO of Subadviser · last filed 2013-07-12

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure
$1.21M
Companies
10
Total Filings
83
Lifetime Open-Market Net
$1.12M

Charts

Trading activity, where the exposure sits, and each trade against the stock price.

DMO price and trades

Daily close with each Form 4 filing on this company marked: green = open-market buy, red = open-market sale, purple = grants, exercises, gifts and other non-market transactions. Marker size scales with the dollar value.

Shares held

Shares owned after each reported transaction on this company (direct holdings as reported).

Open-market buying and selling

by month

Dollar value of open-market purchases (code P, up) and sales (code S, down) across all companies, by filing month. Grants, exercises and gifts are excluded.

Exposure by company

latest
OfficerDirector10% owner* stale (no filing in 3 yrs)

Most recently reported shares × current price. Faded bars (*) have had no filing in 3 years, so the person may no longer hold them. Click a bar to chart that company.

Filer Profile

Related Filers
James W Hirschmann III — 20 joint filings, latest 2006-08-09
Gavin L James — 20 joint filings, latest 2006-08-09
S. Kenneth Leech — 20 joint filings, latest 2006-08-09
Profile details as reported on the filer's SEC submissions — for individual insiders the address is often in care of the issuer. Related filers are identified from jointly filed SEC submissions and shared reported addresses.

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
HIO 67,700 $3.29 $222.7K $338.8K 17 2013-07-12
DMO 32,800 $9.68 $317.5K $624.4K 22 2013-07-10
GDO 1,924 $9.57 $18.4K $36.7K 3 2013-04-08
WESTERN ASSET VARIABLE RATE STRATEGIC FUND INC. (GFY) Delisted 3,410 — — $30.8K 17 2012-10-10
WIW 60,100 $7.97 $479.0K -$101.6K 2 2012-09-26
Western Asset Municipal Defined Opportunity Trust Inc. (MTT) Delisted 0 $21.19 $0 -$425 2 2012-07-13
WIA 0 $7.68 $0 -$19.4K 9 2012-02-28
WEA Director 0 $9.68 $0 -$7.0K 4 2012-01-04
IGI 900 $15.33 $13.8K $18.1K 2 2011-06-07
EHI 29,500 $5.37 $158.4K $198.7K 5 2010-02-09

Recent Filings · Page 3 of 9

83 filings
Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
Filed Symbol Action Net Shares Net $ Link
2012-03-02 WESTERN ASSET VARIABLE RATE STRATEGIC FUND INC. (GFY) Delisted Sell (S) −637 -$10.4K EDGAR
2012-02-28 WIA Sell (S) −4,300 -$55.4K EDGAR
2012-02-24 WESTERN ASSET VARIABLE RATE STRATEGIC FUND INC. (GFY) Delisted Sell (S) −195 -$3.2K EDGAR
2012-02-24 WIA Sell (S) −3,000 -$38.7K EDGAR
2012-02-23 WESTERN ASSET VARIABLE RATE STRATEGIC FUND INC. (GFY) Delisted Sell (S) −1,200 -$19.7K EDGAR
2012-01-04 WEA Sell (S) −500 -$8.0K EDGAR
2012-01-04 HIO Buy (P) +1,000 $6.2K EDGAR
2011-06-07 IGI Buy (P) +500 $10.6K EDGAR
2011-06-03 WEA Sell (S) −500 -$7.9K EDGAR
2011-04-18 DMO Buy (P) +3,200 $70.2K EDGAR
Showing 21–30 of 83
Page 3 of 9
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.