STEPHEN A WALSH
CIK 1252232 · CIO of Subadviser · last filed 2013-07-12
"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.
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Disclosed Exposure
$1.23M
Companies
10
Total Filings
83
Lifetime Open-Market Net
$1.12M
Filer Profile
Related Filers
JAMES W HIRSCHMANN III — 20 joint filings, latest 2006-08-09
GAVIN L JAMES — 20 joint filings, latest 2006-08-09
S. KENNETH LEECH — 20 joint filings, latest 2006-08-09
Profile details as reported on the filer's SEC submissions — for individual insiders the address is often in care of the issuer. Related filers are identified from jointly filed SEC submissions and shared reported addresses.
Holdings By Company
Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
| Symbol | Role | Shares | Price | Disclosed Exposure | Lifetime OM Net | Filings | Latest Filed |
|---|---|---|---|---|---|---|---|
| HIO | 67,700 | $3.40 | $230.2K | $338.8K | 17 | 2013-07-12 | |
| DMO | 32,800 | $9.74 | $319.5K | $624.4K | 22 | 2013-07-10 | |
| GDO | 1,924 | $9.75 | $18.8K | $36.7K | 3 | 2013-04-08 | |
| WESTERN ASSET VARIABLE RATE STRATEGIC FUND INC. (GFY) Delisted | 3,410 | — | — | $30.8K | 17 | 2012-10-10 | |
| WIW | 60,100 | $8.14 | $489.2K | -$101.6K | 2 | 2012-09-26 | |
| Western Asset Municipal Defined Opportunity Trust Inc. (MTT) Delisted | 0 | $21.19 | $0 | -$425 | 2 | 2012-07-13 | |
| WIA | 0 | $7.82 | $0 | -$19.4K | 9 | 2012-02-28 | |
| WEA | Director | 0 | $10.09 | $0 | -$7.0K | 4 | 2012-01-04 |
| IGI | 900 | $15.30 | $13.8K | $18.1K | 2 | 2011-06-07 | |
| EHI | 29,500 | $5.54 | $163.4K | $198.7K | 5 | 2010-02-09 |
Recent Filings · Page 7 of 9
83 filingsInsider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
| Filed | Symbol | Action | Net Shares | Net $ | Link |
|---|---|---|---|---|---|
| 2008-09-17 | WEA | Buy (P) | +1,000 | $9.4K | EDGAR |
| 2008-09-15 | WESTERN ASSET VARIABLE RATE STRATEGIC FUND INC. (GFY) Delisted | Buy (P) | +3,500 | $49.4K | EDGAR |
| 2008-08-21 | EHI | Buy (P) | +4,800 | $50.1K | EDGAR |
| 2008-08-19 | EHI | Buy (P) | +3,200 | $33.8K | EDGAR |
| 2008-07-14 | WESTERN ASSET VARIABLE RATE STRATEGIC FUND INC. (GFY) Delisted | Buy (P) | +2,000 | $28.9K | EDGAR |
| 2008-07-10 | HIO | Buy (P) | +3,000 | $16.2K | EDGAR |
| 2008-07-09 | HIO | Buy (P) | +2,000 | $10.7K | EDGAR |
| 2008-07-08 | HIO | Buy (P) | +5,000 | $27.4K | EDGAR |
| 2008-06-09 | WESTERN ASSET VARIABLE RATE STRATEGIC FUND INC. (GFY) Delisted | Buy (P) | +1,000 | $15.1K | EDGAR |
| 2008-06-06 | WESTERN ASSET VARIABLE RATE STRATEGIC FUND INC. (GFY) Delisted | Buy (P) | +800 | $12.1K | EDGAR |
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.