Stephen A Walsh
CIK 1252232 · CIO of Subadviser · last filed 2013-07-12
"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.
Charts
Trading activity, where the exposure sits, and each trade against the stock price.
DMO price and trades
Daily close with each Form 4 filing on this company marked: green = open-market buy, red = open-market sale, purple = grants, exercises, gifts and other non-market transactions. Marker size scales with the dollar value.
Shares held
Shares owned after each reported transaction on this company (direct holdings as reported).
Open-market buying and selling
by monthDollar value of open-market purchases (code P, up) and sales (code S, down) across all companies, by filing month. Grants, exercises and gifts are excluded.
Exposure by company
latestMost recently reported shares × current price. Faded bars (*) have had no filing in 3 years, so the person may no longer hold them. Click a bar to chart that company.
Filer Profile
Holdings By Company
| Symbol | Role | Shares | Price | Disclosed Exposure | Lifetime OM Net | Filings | Latest Filed |
|---|---|---|---|---|---|---|---|
| HIO | 67,700 | $3.29 | $222.7K | $338.8K | 17 | 2013-07-12 | |
| DMO | 32,800 | $9.74 | $319.5K | $624.4K | 22 | 2013-07-10 | |
| GDO | 1,924 | $9.67 | $18.6K | $36.7K | 3 | 2013-04-08 | |
| WESTERN ASSET VARIABLE RATE STRATEGIC FUND INC. (GFY) Delisted | 3,410 | — | — | $30.8K | 17 | 2012-10-10 | |
| WIW | 60,100 | $8.00 | $480.7K | -$101.6K | 2 | 2012-09-26 | |
| Western Asset Municipal Defined Opportunity Trust Inc. (MTT) Delisted | 0 | $21.19 | $0 | -$425 | 2 | 2012-07-13 | |
| WIA | 0 | $7.76 | $0 | -$19.4K | 9 | 2012-02-28 | |
| WEA | Director | 0 | $9.80 | $0 | -$7.0K | 4 | 2012-01-04 |
| IGI | 900 | $15.41 | $13.9K | $18.1K | 2 | 2011-06-07 | |
| EHI | 29,500 | $5.35 | $157.8K | $198.7K | 5 | 2010-02-09 |
Recent Filings · Page 8 of 9
83 filings| Filed | Symbol | Action | Net Shares | Net $ | Link |
|---|---|---|---|---|---|
| 2008-06-04 | WESTERN ASSET VARIABLE RATE STRATEGIC FUND INC. (GFY) Delisted | Buy (P) | +1,200 | $18.1K | EDGAR |
| 2008-06-03 | WESTERN ASSET VARIABLE RATE STRATEGIC FUND INC. (GFY) Delisted | Buy (P) | +1,500 | $22.6K | EDGAR |
| 2008-03-20 | HIO | Buy (P) | +2,100 | $11.6K | EDGAR |
| 2008-03-10 | HIO | Buy (P) | +5,000 | $27.9K | EDGAR |
| 2008-02-14 | HIO | Buy (P) | +5,000 | $29.1K | EDGAR |
| 2008-02-14 | HIO | Buy (P) | +5,000 | $28.5K | EDGAR |
| 2008-02-13 | HIO | Buy (P) | +5,000 | $29.1K | EDGAR |
| 2008-02-06 | HIO | Buy (P) | +20,000 | $119.5K | EDGAR |
| 2007-04-16 | WIA | Buy (P) | +4,000 | $46.3K | EDGAR |
| 2007-04-13 | WIA | Buy (P) | +2,000 | $23.2K | EDGAR |
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.