Home

David Michael Lund

CIK 1336274 · CFO, EVP - Finance & Treasurer · last filed 2023-12-19

David Michael Lund is a CFO, EVP - Finance & Treasurer who has filed 20 SEC Form 4 insider transactions across 3 companies since 2007. The most recent filing shows the insider had shares withheld for taxes covering $100.3K of TRINL on Dec 19, 2023. Across all open-market trades the lifetime net is +$257.7K, making them a net buyer over the disclosed history. Current disclosed insider exposure totals $2.4M across reported positions.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

Loading insider history…
Disclosed Exposure

$2.40M

Companies

3

Total Filings

20

Lifetime Open-Market Net

$257.7K

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
Trinity Capital Inc. (TRINL) Delisted CFO, EVP - Finance & Treasurer 104,846 $25.07 $2.63M $37.8K 5 2023-12-19
TRIN CFO, EVP - Finance & Treasurer 71,753 $17.46 $1.25M $202.9K 4 2022-05-16
HTGC VP of Fin & Corporate Controll 73,438 $15.64 $1.15M $17.0K 11 2011-05-18

Recent Filings

20 filings
Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
Filed Symbol Action Net Shares Net $ Link
2023-12-19 Trinity Capital Inc. (TRINL) Delisted Tax (F) −6,591 -$100.3K EDGAR
2023-09-19 Trinity Capital Inc. (TRINL) Delisted Tax (F) −6,198 -$91.6K EDGAR
2023-03-17 Trinity Capital Inc. (TRINL) Delisted Mixed +46,062 -$32.1K EDGAR
2022-12-13 Trinity Capital Inc. (TRINL) Delisted Buy (P) +900 $9.5K EDGAR
2022-12-13 Trinity Capital Inc. (TRINL) Delisted Buy (P) +2,700 $28.3K EDGAR
2022-05-16 TRIN Buy (P) +3,200 $48.9K EDGAR
2022-03-17 TRIN Grant (A) +57,803 $0 EDGAR
2021-08-25 TRIN Buy (P) +3,500 $52.5K EDGAR
2021-02-02 TRIN Buy (P) +7,250 $101.5K EDGAR
2011-05-18 HTGC Tax (F) −231 -$2.4K EDGAR
Showing 1–10 of 20
Page 1 of 2
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.