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David Michael Lund

CIK 1336274 · CFO, EVP - Finance & Treasurer · last filed 2023-12-19

David Michael Lund is a CFO, EVP - Finance & Treasurer who has filed 20 SEC Form 4 insider transactions across 3 companies since 2007. The most recent filing shows the insider had shares withheld for taxes covering $100.3K of TRINL on Dec 19, 2023. Across all open-market trades the lifetime net is +$257.7K, making them a net buyer over the disclosed history. Current disclosed insider exposure totals $2.6M across reported positions. 19 SEC filings were submitted jointly with HERCULES TECHNOLOGY GROWTH CAPITAL INC.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$2.60M

Companies

3

Total Filings

20

Lifetime Open-Market Net

$257.7K

Filer Profile

Reported Address
525 UNIVERSITY AVENUE SUITE 700
PALO ALTO, CA 94301
Related Filers
HERCULES TECHNOLOGY GROWTH CAPITAL INC — 19 joint filings, latest 2017-11-07
Profile details as reported on the filer's SEC submissions — for individual insiders the address is often in care of the issuer. Related filers are identified from jointly filed SEC submissions and shared reported addresses. View filings on SEC EDGAR.

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
Trinity Capital Inc. (TRINL) Delisted CFO, EVP - Finance & Treasurer 104,846 $25.07 $2.63M $37.8K 5 2023-12-19
TRIN CFO, EVP - Finance & Treasurer 71,753 $18.22 $1.31M $202.9K 4 2022-05-16
HTGC VP of Fin & Corporate Controll 73,438 $17.63 $1.29M $17.0K 11 2011-05-18

Recent Filings

20 filings
Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
Filed Symbol Action Net Shares Net $ Link
2023-12-19 Trinity Capital Inc. (TRINL) Delisted Tax (F) −6,591 -$100.3K EDGAR
2023-09-19 Trinity Capital Inc. (TRINL) Delisted Tax (F) −6,198 -$91.6K EDGAR
2023-03-17 Trinity Capital Inc. (TRINL) Delisted Mixed +46,062 -$32.1K EDGAR
2022-12-13 Trinity Capital Inc. (TRINL) Delisted Buy (P) +900 $9.5K EDGAR
2022-12-13 Trinity Capital Inc. (TRINL) Delisted Buy (P) +2,700 $28.3K EDGAR
2022-05-16 TRIN Buy (P) +3,200 $48.9K EDGAR
2022-03-17 TRIN Grant (A) +57,803 $0 EDGAR
2021-08-25 TRIN Buy (P) +3,500 $52.5K EDGAR
2021-02-02 TRIN Buy (P) +7,250 $101.5K EDGAR
2011-05-18 HTGC Tax (F) −231 -$2.4K EDGAR
Showing 1–10 of 20
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Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.