David Michael Lund
CIK 1336274 · CFO, EVP - Finance & Treasurer · last filed 2023-12-19
"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.
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Disclosed Exposure
$2.40M
Companies
3
Total Filings
20
Lifetime Open-Market Net
$257.7K
Holdings By Company
Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
| Symbol | Role | Shares | Price | Disclosed Exposure | Lifetime OM Net | Filings | Latest Filed |
|---|---|---|---|---|---|---|---|
| Trinity Capital Inc. (TRINL) Delisted | CFO, EVP - Finance & Treasurer | 104,846 | $25.07 | $2.63M | $37.8K | 5 | 2023-12-19 |
| TRIN | CFO, EVP - Finance & Treasurer | 71,753 | $17.46 | $1.25M | $202.9K | 4 | 2022-05-16 |
| HTGC | VP of Fin & Corporate Controll | 73,438 | $15.64 | $1.15M | $17.0K | 11 | 2011-05-18 |
Recent Filings · Page 2 of 2
20 filingsInsider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
| Filed | Symbol | Action | Net Shares | Net $ | Link |
|---|---|---|---|---|---|
| 2011-05-11 | HTGC | Mixed | +20,876 | -$67.2K | EDGAR |
| 2011-04-20 | HTGC | Tax (F) | −231 | -$2.4K | EDGAR |
| 2010-12-21 | HTGC | Tax (F) | −192 | -$1.9K | EDGAR |
| 2010-11-19 | HTGC | Tax (F) | −192 | -$2.0K | EDGAR |
| 2010-03-18 | HTGC | Grant (A) | +5,000 | $0 | EDGAR |
| 2009-03-19 | HTGC | Grant (A) | +25,000 | $0 | EDGAR |
| 2009-02-19 | HTGC | Buy (P) | +2,000 | $8.5K | EDGAR |
| 2009-02-19 | HTGC | Buy (P) | +2,000 | $8.5K | EDGAR |
| 2008-02-27 | HTGC | Grant (A) | +16,000 | $0 | EDGAR |
| 2007-02-20 | HTGC | Grant (A) | — | $0 | EDGAR |
Showing 11–20 of 20
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Page 2 of 2
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.