James C Hale III
CIK 1373766 · last filed 2026-07-01
James C Hale III is a corporate insider who has filed 79 SEC Form 4 insider transactions across 5 companies since 2011. The most recent filing, for BMRC, was dated Jul 1, 2026. Across all open-market trades the lifetime net is −$143.1K, making them a net seller over the disclosed history. Current disclosed insider exposure totals $9.7M across reported positions. 3 SEC filings were submitted jointly with Bradford E Bernstein. 13 Form 144 notices of planned sales are also on file; the latest, for ACIW on Aug 28, 2024, lists the filer as a director. 12 sales listed on those notices, worth $3.1M in all, have no matching Form 4.
"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.
Charts
Trading activity, where the exposure sits, and each trade against the stock price.
ACIW price and trades
Daily close with each Form 4 filing on this company marked: green = open-market buy, red = open-market sale, purple = grants, exercises, gifts and other non-market transactions. Marker size scales with the dollar value.
Shares held
Shares owned after each reported transaction on this company (direct holdings as reported).
Open-market buying and selling
by monthDollar value of open-market purchases (code P, up) and sales (code S, down) across all companies, by filing month. Grants, exercises and gifts are excluded.
Exposure by company
latestMost recently reported shares × current price. Faded bars (*) have had no filing in 3 years, so the person may no longer hold them. Click a bar to chart that company.
Filer Profile
350 PARK AVENUE
NEW YORK, NY 10022
Holdings By Company
| Symbol | Role | Shares | Price | Disclosed Exposure | Lifetime OM Net | Filings | Latest Filed |
|---|---|---|---|---|---|---|---|
| BMRC | Director | 18,853 | $28.50 | $537.3K | $0 | 1 | 2026-07-01 |
| BMRCD | Director | 21,985 | — | — | $178.8K | 35 | 2026-01-05 |
| MITK | Director | 237,545 | $18.14 | $4.31M | $143.5K | 14 | 2024-10-11 |
| ACIW | Director | 79,912 | $60.79 | $4.86M | -$538.9K | 10 | 2024-06-04 |
| TIER | Director | 1,000 | $31.14 | $31.1K | $73.6K | 2 | 2011-05-16 |
Holdings By Holder
Recent Filings
79 filings| Filed | Symbol | Action | Net Shares | Net $ | Link |
|---|---|---|---|---|---|
| 2026-07-01 | BMRC | Other (J) | +849 | $24.6K | EDGAR |
| 2026-01-05 | BMRCD | Other (J) | +925 | $23.9K | EDGAR |
| 2025-07-02 | BMRCD | Other (J) | +992 | $23.9K | EDGAR |
| 2025-01-02 | BMRCD | Other (J) | +985 | $23.2K | EDGAR |
| 2024-10-11 | MITK | Exer (M) | +40,000 | $106.4K | EDGAR |
| 2024-09-12 | MITK | Grant (A) | +20,988 | $170.0K | EDGAR |
| 2024-08-28 | ACIW | Notice (144) Director · Planned Aug 28, 2024 No sale on file |
−5,602 | -$273.4K | EDGAR |
| 2024-08-20 | ACIW | Notice (144) Director · Planned Aug 20, 2024 Sold: listed on the Aug 28, 2024 notice |
−4,310 | -$204.7K | EDGAR |
| 2024-08-14 | ACIW | Notice (144) Director · Planned Aug 14, 2024 Sold: listed on the Aug 20, 2024 notice |
−10,000 | -$466.3K | EDGAR |
| 2024-08-01 | ACIW | Notice (144) Director · Planned Aug 1, 2024 Sold: listed on the Aug 14, 2024 notice |
−10,000 | -$457.1K | EDGAR |
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment, and an amended or cancelled notice is not listed. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes. Someone who is no longer an officer or director (or never was) files no Form 4, so for them a sale shows up only on a later notice, which lists the seller's sales from the 3 months before it. "No sale on file" means neither record shows one; a dash in Net $ means the value filed on the notice doesn't fit the stock's price (likely a typo).
Sales Reported Only on Form 144
12 sales · $3.10M| Sold | Symbol | Shares | Proceeds | Avg Price | Listed On |
|---|---|---|---|---|---|
| 2024-08-20 | ACIW | 4,310 | $205.4K | $47.66 | 2024-08-28 |
| 2024-08-14 | ACIW | 10,000 | $466.3K | $46.63 | 2024-08-20 |
| 2024-08-01 | ACIW | 10,000 | $457.0K | $45.70 | 2024-08-14 |
| 2024-07-26 | ACIW | 5,000 | $215.4K | $43.08 | 2024-08-01 |
| 2024-07-23 | ACIW | 5,000 | $213.4K | $42.68 | 2024-07-26 |
| 2024-07-15 | ACIW | 10,000 | $412.2K | $41.22 | 2024-07-23 |
| 2024-07-02 | ACIW | 5,000 | $195.1K | $39.02 | 2024-07-15 |
| 2024-06-27 | ACIW | 5,000 | $192.4K | $38.48 | 2024-07-02 |
| 2024-06-26 | ACIW | 5,000 | $188.2K | $37.64 | 2024-08-14 |
| 2024-06-26 | ACIW | 5,000 | $189.2K | $37.84 | 2024-06-27 |
| 2024-06-14 | ACIW | 5,000 | $177.4K | $35.48 | 2024-06-26 |
| 2024-05-21 | ACIW | 5,000 | $183.6K | $36.72 | 2024-05-31 |