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JAMES C III HALE

CIK 1373766 · last filed 2026-07-01

JAMES C III HALE is a corporate insider who has filed 79 SEC Form 4 insider transactions across 5 companies since 2011. The most recent filing, for BMRC, was dated Jul 1, 2026. Across all open-market trades the lifetime net is −$143.1K, making them a net seller over the disclosed history. Current disclosed insider exposure totals $9.2M across reported positions.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$9.19M

Companies

5

Total Filings

79

Lifetime Open-Market Net

-$143.1K

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
BMRC Director 18,853 $28.10 $529.8K $0 1 2026-07-01
BMRCD Director 21,985 — — $178.8K 35 2026-01-05
MITK Director 237,545 $18.55 $4.41M $143.5K 14 2024-10-11
ACIW Director 79,912 $52.85 $4.22M -$538.9K 10 2024-06-04
TIER Director 1,000 $32.74 $32.7K $73.6K 2 2011-05-16

Recent Filings

79 filings
Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
Filed Symbol Action Net Shares Net $ Link
2026-07-01 BMRC Other (J) +849 $24.6K EDGAR
2026-01-05 BMRCD Other (J) +925 $23.9K EDGAR
2025-07-02 BMRCD Other (J) +992 $23.9K EDGAR
2025-01-02 BMRCD Other (J) +985 $23.2K EDGAR
2024-10-11 MITK Exer (M) +40,000 $106.4K EDGAR
2024-09-12 MITK Grant (A) +20,988 $170.0K EDGAR
2024-08-28 ACIW Notice (144) −5,602 -$273.4K EDGAR
2024-08-20 ACIW Notice (144) −4,310 -$204.7K EDGAR
2024-08-14 ACIW Notice (144) −10,000 -$466.3K EDGAR
2024-08-01 ACIW Notice (144) −10,000 -$457.1K EDGAR
Showing 1–10 of 79
Page 1 of 8
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.