Eric G Carter

CIK 1387660 · Interim Chief Medical Officer · last filed 2026-06-22

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$71.7K

Companies

6

Total Filings

32

Lifetime Open-Market Net

$0

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
AEON Director 258,705 $0.28 $71.7K $0 3 2026-06-22
AEON Biopharma, Inc. (AEON.WS) Delisted Director $1.05 $0 2 2024-03-21
AEON Biopharma, Inc. (PMGMW) Delisted Director $0.02 $0 1 2023-07-24
Adverum Biotechnologies, Inc. (ADVM) Delisted Director 4,800 $4.36 $20.9K $0 4 2020-06-25
ALDER BIOPHARMACEUTICALS INC (ALDR) Delisted Interim Chief Medical Officer $0 1 2018-04-25
KG Chief Science Officer 0 $8.90 $0 $0 21 2011-02-02

Recent Filings · Page 2 of 4

32 filings
Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
Filed Symbol Action Net Shares Net $ Link
2017-09-08 Adverum Biotechnologies, Inc. (ADVM) Delisted Grant (A) +48,000 $0 EDGAR
2011-02-02 KG Mixed −174,167 $0 EDGAR
2011-01-20 KG Mixed +37,940 $0 EDGAR
2011-01-20 KG Grant (A) +16,260 $0 EDGAR
2011-01-11 KG Grant (A) +16,260 $0 EDGAR
2010-12-01 KG Tax (F) −40,426 -$572.0K EDGAR
2010-03-31 KG Tax (F) −4,121 -$50.4K EDGAR
2010-03-24 KG Tax (F) −1,772 -$21.7K EDGAR
2010-03-19 KG Grant (A) +11,970 $0 EDGAR
2010-03-01 KG Grant (A) $0 EDGAR
Showing 1120 of 32
Page 2 of 4
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.