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Lehman E III Newton

CIK 1403099 · SVP - Operations · last filed 2022-09-02

Lehman E III Newton is a SVP - Operations who has filed 47 SEC Form 4 insider transactions across 1 company since 2007. The most recent filing, for SM, was dated Sep 2, 2022. Current disclosed insider exposure totals $5.0M across reported positions.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$4.97M

Companies

1

Total Filings

47

Lifetime Open-Market Net

$0

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
SM SVP - Operations 158,551 $31.32 $4.97M $0 47 2022-09-02

Recent Filings

47 filings
Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
Filed Symbol Action Net Shares Net $ Link
2022-09-02 SM Mixed +22,872 -$653.6K EDGAR
2022-08-02 SM Mixed +380 $8.2K EDGAR
2022-07-06 SM Mixed +12,916 -$111.7K EDGAR
2021-12-16 SM Mixed +6,060 -$58.9K EDGAR
2021-09-03 SM Mixed +12,182 -$74.9K EDGAR
2021-08-03 SM Grant (A) — $0 EDGAR
2021-07-06 SM Mixed +6,955 -$22.4K EDGAR
2020-12-22 SM Grant (A) — $0 EDGAR
2020-07-06 SM Mixed +25,584 -$21.1K EDGAR
2019-08-07 SM Grant (A) — $0 EDGAR
Showing 1–10 of 47
Page 1 of 5
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.