Lehman E III Newton
CIK 1403099 · SVP - Operations · last filed 2022-09-02
"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.
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Disclosed Exposure
$4.97M
Companies
1
Total Filings
47
Lifetime Open-Market Net
$0
Holdings By Company
Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
| Symbol | Role | Shares | Price | Disclosed Exposure | Lifetime OM Net | Filings | Latest Filed |
|---|---|---|---|---|---|---|---|
| SM | SVP - Operations | 158,551 | $31.32 | $4.97M | $0 | 47 | 2022-09-02 |
Recent Filings · Page 2 of 5
47 filingsInsider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
| Filed | Symbol | Action | Net Shares | Net $ | Link |
|---|---|---|---|---|---|
| 2019-07-02 | SM | Mixed | +5,666 | $813 | EDGAR |
| 2018-07-30 | SM | Grant (A) | — | $0 | EDGAR |
| 2018-07-05 | SM | Mixed | +4,458 | -$6.3K | EDGAR |
| 2017-09-01 | SM | Grant (A) | — | $0 | EDGAR |
| 2017-07-06 | SM | Mixed | +2,321 | $219 | EDGAR |
| 2016-08-29 | SM | Grant (A) | — | $0 | EDGAR |
| 2016-07-06 | SM | Mixed | +3,353 | $18 | EDGAR |
| 2015-08-25 | SM | Grant (A) | — | $0 | EDGAR |
| 2015-07-06 | SM | Mixed | +6,696 | -$83.9K | EDGAR |
| 2014-08-11 | SM | Grant (A) | — | $0 | EDGAR |
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.