OAKTREE HOLDINGS, LLC
CIK 1407181 · last filed 2022-09-12
"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.
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Disclosed Exposure
$1.79B
Companies
14
Total Filings
30
Lifetime Open-Market Net
$29.87B
Filer Profile
Reported Address
333 SOUTH GRAND AVENUE, 28TH FLOORLOS ANGELES, CA 90071
Phone
(213) 830-6300
State of Incorporation
DE
Formerly Known As
OAKTREE HOLDINGS, LLC (2007–2024)
Related Filers
OCM HOLDINGS I, LLC — 220 joint filings, latest 2024-05-16
Oaktree Capital I, L.P. — 216 joint filings, latest 2024-05-16
OAKTREE FUND GP I, L.P. — 202 joint filings, latest 2024-05-16
Oaktree Capital Group, LLC — 193 joint filings, latest 2024-05-16
Oaktree Capital Group Holdings GP, LLC — 179 joint filings, latest 2024-05-16
Oaktree Fund GP, LLC — 125 joint filings, latest 2024-05-16
BROOKFIELD Corp /ON/ — 58 joint filings, latest 2024-05-16
Oaktree Capital Group Holdings, L.P. — 47 joint filings, latest 2017-08-09
Profile details as reported on the filer's SEC submissions — for individual insiders the address is often in care of the issuer. Related filers are identified from jointly filed SEC submissions and shared reported addresses.
View filings on SEC EDGAR.
Holdings By Company
Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
| Symbol | Role | Shares | Price | Disclosed Exposure | Lifetime OM Net | Filings | Latest Filed |
|---|---|---|---|---|---|---|---|
| TPI COMPOSITES, INC (TPIC) Delisted | 10%+ Owner | 425,699 | $0.13 | $54.1K | -$747.10M | 1 | 2022-09-12 |
| RWAY | 10%+ Owner | 20,685,152 | $6.78 | $140.25M | $41.70B | 2 | 2022-02-23 |
| SunOpta Inc. (STKL) Delisted | 10%+ Owner | — | $6.50 | — | $0 | 3 | 2021-06-30 |
| GTX | 10%+ Owner | 0 | $25.72 | $0 | $0 | 1 | 2021-05-04 |
| Infrastructure & Energy Alternatives, Inc. (IEAWW) Delisted | Director | 12,272,217 | $1.65 | $20.25M | -$1.71B | 3 | 2021-02-10 |
| Berry Corp (bry) (BRY) Delisted | Director | 8,088,900 | $3.34 | $27.02M | $0 | 1 | 2018-08-01 |
| STONEMOR PARTNERS LP (STON) Delisted | 10%+ Owner | 4,457,401 | $3.53 | $15.73M | $9.76M | 3 | 2018-05-11 |
| AdvancePierre Foods Holdings, Inc. (APFH) Delisted | Director | 0 | — | — | -$3.84B | 3 | 2017-06-08 |
| Energy XXI Gulf Coast, Inc. (EXXI) Delisted | 10%+ Owner | 3,910,549 | — | — | $135.04M | 1 | 2017-03-03 |
| MASONITE INTERNATIONAL CORP (DOOR) Delisted | 10%+ Owner | 4,137,277 | $132.84 | $549.60M | $0 | 1 | 2014-07-02 |
| CHTR | Director | 14,647,369 | $112.91 | $1.65B | -$973.33M | 1 | 2012-08-15 |
| Spirit Aviation Holdings, Inc. (SAVE) Delisted | Director | 9,394,927 | $1.08 | $10.15M | -$668.71M | 3 | 2012-05-09 |
| GT Advanced Technologies Inc. (SOLR) Delisted | Director | 24,638,149 | $34.91 | $859.99M | -$4.03B | 3 | 2010-11-09 |
| EXCO RESOURCES INC (XCO) Delisted | Director | — | — | — | $0 | 1 | 2009-12-03 |
Recent Filings · Page 3 of 3
30 filingsInsider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
| Filed | Symbol | Action | Net Shares | Net $ | Link |
|---|---|---|---|---|---|
| 2016-07-20 | AdvancePierre Foods Holdings, Inc. (APFH) Delisted | Sell (S) | −34,520,760 | -$724.94M | EDGAR |
| 2014-07-02 | MASONITE INTERNATIONAL CORP (DOOR) Delisted | Exer (X) | +305,430 | $0 | EDGAR |
| 2012-08-15 | CHTR | Sell (S) | −13,333,336 | -$973.33M | EDGAR |
| 2012-05-09 | Spirit Aviation Holdings, Inc. (SAVE) Delisted | Sell (S) | −10,867,002 | -$244.62M | EDGAR |
| 2012-01-27 | Spirit Aviation Holdings, Inc. (SAVE) Delisted | Sell (S) | −28,313,898 | -$395.16M | EDGAR |
| 2011-07-01 | Spirit Aviation Holdings, Inc. (SAVE) Delisted | Sell (S) | −2,565,130 | -$28.93M | EDGAR |
| 2010-11-09 | GT Advanced Technologies Inc. (SOLR) Delisted | Sell (S) | −335,000,000 | -$2.63B | EDGAR |
| 2010-03-19 | GT Advanced Technologies Inc. (SOLR) Delisted | Sell (S) | −37,500,000 | -$181.88M | EDGAR |
| 2010-03-15 | GT Advanced Technologies Inc. (SOLR) Delisted | Sell (S) | −250,000,000 | -$1.21B | EDGAR |
| 2009-12-03 | EXCO RESOURCES INC (XCO) Delisted | Grant (A) | — | $0 | EDGAR |
Showing 21–30 of 30
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Page 3 of 3
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.