Andrew Tak Shing Lo
CIK 1407922 · Senior Managing Director · last filed 2026-09-10
Andrew Tak Shing Lo is a Senior Managing Director who has filed 43 SEC Form 4 insider transactions across 4 companies since 2007. The most recent filing shows the insider sold $4.6M of IVZ on Sep 10, 2026. Across all open-market trades the lifetime net is −$35.8M, making them a net seller over the disclosed history. Current disclosed insider exposure totals $54.8M across reported positions. 20 SEC filings were submitted jointly with Invesco Ltd.
"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.
Charts
Trading activity, where the exposure sits, and each trade against the stock price.
IVZ price and trades
Daily close with each Form 4 filing on this company marked: green = open-market buy, red = open-market sale, purple = grants, exercises, gifts and other non-market transactions. Marker size scales with the dollar value.
Shares held
Shares owned after each reported transaction on this company (direct holdings as reported).
Open-market buying and selling
by monthDollar value of open-market purchases (code P, up) and sales (code S, down) across all companies, by filing month. Grants, exercises and gifts are excluded.
Exposure by company
latestMost recently reported shares × current price. Faded bars (*) have had no filing in 3 years, so the person may no longer hold them. Click a bar to chart that company.
Filer Profile
32/F THREE PACIFIC PLACE,1 QUEEN'S ROAD
HONG KONG, F4 00000
Holdings By Company
| Symbol | Role | Shares | Price | Disclosed Exposure | Lifetime OM Net | Filings | Latest Filed |
|---|---|---|---|---|---|---|---|
| IVZ | Senior Managing Director | 812,477 | $29.25 | $23.76M | -$19.72M | 27 | 2026-09-10 |
| XSHD | Senior Managing Director | 820,980 | $12.67 | $10.40M | $0 | 5 | 2026-03-03 |
| XSHQ | Senior Managing Director | 306,718 | $46.07 | $14.13M | -$11.94M | 6 | 2022-03-02 |
| SPXX | Senior Managing Director | 343,197 | $18.89 | $6.48M | -$4.16M | 3 | 2018-03-02 |
Recent Filings
43 filings| Filed | Symbol | Action | Net Shares | Net $ | Link |
|---|---|---|---|---|---|
| 2026-09-10 | IVZ | Sell (S) | −143,370 | -$4.64M | EDGAR |
| 2026-09-09 | IVZ | Notice (144) | −100,840 | -$3.25M | EDGAR |
| 2026-09-08 | IVZ | Notice (144) | −42,530 | -$1.40M | EDGAR |
| 2026-07-07 | IVZ | Exer (M) | +116,754 | $0 | EDGAR |
| 2026-03-03 | XSHD | Mixed | +150,267 | $0 | EDGAR |
| 2025-03-04 | XSHD | Mixed | +78,663 | $0 | EDGAR |
| 2024-03-01 | XSHD | Mixed | +121,433 | $0 | EDGAR |
| 2023-07-03 | XSHD | Grant (A) | — | $0 | EDGAR |
| 2023-03-02 | XSHD | Mixed | +143,353 | $0 | EDGAR |
| 2022-03-02 | XSHQ | Mixed | +119,772 | $0 | EDGAR |
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.