Andrew Tak Shing Lo
CIK 1407922 · Senior Managing Director · last filed 2026-07-07
Andrew Tak Shing Lo is a Senior Managing Director who has filed 40 SEC Form 4 insider transactions across 4 companies since 2007. The most recent filing, for IVZ, was dated Jul 7, 2026. Across all open-market trades the lifetime net is −$31.2M, making them a net seller over the disclosed history. Current disclosed insider exposure totals $64.6M across reported positions. 17 SEC filings were submitted jointly with Invesco Ltd.
"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.
$64.60M
4
40
-$31.17M
Filer Profile
32/F THREE PACIFIC PLACE,1 QUEEN'S ROAD
HONG KONG, F4 00000
Holdings By Company
| Symbol | Role | Shares | Price | Disclosed Exposure | Lifetime OM Net | Filings | Latest Filed |
|---|---|---|---|---|---|---|---|
| IVZ | Senior Managing Director | 955,847 | $33.07 | $31.61M | -$15.08M | 26 | 2026-07-07 |
| XSHD | Senior Managing Director | 820,980 | $14.19 | $11.65M | $0 | 5 | 2026-03-03 |
| XSHQ | Senior Managing Director | 306,718 | $48.22 | $14.79M | -$11.94M | 6 | 2022-03-02 |
| SPXX | Senior Managing Director | 343,197 | $19.09 | $6.55M | -$4.16M | 3 | 2018-03-02 |
Recent Filings
40 filings| Filed | Symbol | Action | Net Shares | Net $ | Link |
|---|---|---|---|---|---|
| 2026-07-07 | IVZ | Exer (M) | +116,754 | $0 | EDGAR |
| 2026-03-03 | XSHD | Mixed | +150,267 | $0 | EDGAR |
| 2025-03-04 | XSHD | Mixed | +78,663 | $0 | EDGAR |
| 2024-03-01 | XSHD | Mixed | +121,433 | $0 | EDGAR |
| 2023-07-03 | XSHD | Grant (A) | — | $0 | EDGAR |
| 2023-03-02 | XSHD | Mixed | +143,353 | $0 | EDGAR |
| 2022-03-02 | XSHQ | Mixed | +119,772 | $0 | EDGAR |
| 2021-09-14 | XSHQ | Sell (S) | −150,000 | -$3.74M | EDGAR |
| 2021-05-12 | XSHQ | Sell (S) | −300,000 | -$8.20M | EDGAR |
| 2021-03-01 | XSHQ | Mixed | +105,557 | $0 | EDGAR |
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.