Andrew Tak Shing Lo

CIK 1407922 · Senior Managing Director · last filed 2026-03-03

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$41.93M

Companies

4

Total Filings

39

Lifetime Open-Market Net

-$31.17M

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
XSHD Senior Managing Director 820,980 $13.91 $11.42M $0 5 2026-03-03
XSHQ Senior Managing Director 306,718 $47.09 $14.44M -$11.94M 6 2022-03-02
SPXX Senior Managing Director 343,197 $18.20 $6.25M -$4.16M 3 2018-03-02
IVZ Senior Managing Director 339,446 $28.92 $9.82M -$15.08M 25 2016-03-01

Recent Filings · Page 2 of 4

39 filings
Form 4 transactions across all companies, newest first.
Filed Symbol Action Net Shares Net $ Link
2019-03-04 XSHQ Mixed +75,094 $0 EDGAR
2018-03-02 SPXX Mixed +84,165 $0 EDGAR
2017-03-02 SPXX Mixed +72,424 $0 EDGAR
2016-11-03 SPXX Sell (S) −150,000 -$4.16M EDGAR
2016-03-01 IVZ Mixed +79,159 $0 EDGAR
2015-03-03 IVZ Mixed +82,583 $0 EDGAR
2014-03-04 IVZ Mixed +63,414 $0 EDGAR
2014-02-27 IVZ Exer (M) +24,133 $0 EDGAR
2013-11-14 IVZ Mixed −100,000 -$4.99M EDGAR
2013-03-04 IVZ Mixed +42,961 $0 EDGAR
Showing 1120 of 39
Page 2 of 4
Codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.