Matthew Harnden Smith

CIK 1422137 · General Counsel and Secretary · last filed 2025-06-17

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$90.0K

Companies

2

Total Filings

37

Lifetime Open-Market Net

$0

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
UPLD General Counsel and Secretary 131,908 $0.68 $90.0K $0 9 2025-06-17
COMVERGE, INC. (COMV) Delisted SVP & General Counsel 56,573 $0 27 2012-03-12

Recent Filings · Page 2 of 4

37 filings
Form 4 transactions across all companies, newest first.
Filed Symbol Action Net Shares Net $ Link
2012-03-12 COMVERGE, INC. (COMV) Delisted Grant (A) +21,000 $0 EDGAR
2012-03-06 COMVERGE, INC. (COMV) Delisted Tax (F) −1,140 -$1.6K EDGAR
2012-02-14 COMVERGE, INC. (COMV) Delisted Tax (F) −89 -$128 EDGAR
2011-12-12 COMVERGE, INC. (COMV) Delisted Tax (F) −222 -$286 EDGAR
2011-11-14 COMVERGE, INC. (COMV) Delisted Tax (F) −89 -$125 EDGAR
2011-05-16 COMVERGE, INC. (COMV) Delisted Tax (F) −100 -$394 EDGAR
2011-04-21 COMVERGE, INC. (COMV) Delisted Exer (M) +5,626 $4.1K EDGAR
2011-03-14 COMVERGE, INC. (COMV) Delisted Tax (F) −248 -$1.2K EDGAR
2011-03-07 COMVERGE, INC. (COMV) Delisted Grant (A) +5,650 $0 EDGAR
2011-02-15 COMVERGE, INC. (COMV) Delisted Mixed −12,100 -$585 EDGAR
Showing 1120 of 37
Page 2 of 4
Codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.