Matthew Harnden Smith
CIK 1422137 · General Counsel and Secretary · last filed 2025-06-17
"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.
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Disclosed Exposure
$65.2K
Companies
2
Total Filings
37
Lifetime Open-Market Net
$0
Holdings By Company
Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
| Symbol | Role | Shares | Price | Disclosed Exposure | Lifetime OM Net | Filings | Latest Filed |
|---|---|---|---|---|---|---|---|
| UPLD | General Counsel and Secretary | 13,191 | $4.94 | $65.2K | $0 | 9 | 2025-06-17 |
| COMVERGE, INC. (COMV) Delisted | SVP & General Counsel | 56,573 | — | — | $0 | 27 | 2012-03-12 |
Recent Filings · Page 2 of 4
37 filingsInsider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
| Filed | Symbol | Action | Net Shares | Net $ | Link |
|---|---|---|---|---|---|
| 2012-03-12 | COMVERGE, INC. (COMV) Delisted | Grant (A) | +21,000 | $0 | EDGAR |
| 2012-03-06 | COMVERGE, INC. (COMV) Delisted | Tax (F) | −1,140 | -$1.6K | EDGAR |
| 2012-02-14 | COMVERGE, INC. (COMV) Delisted | Tax (F) | −89 | -$128 | EDGAR |
| 2011-12-12 | COMVERGE, INC. (COMV) Delisted | Tax (F) | −222 | -$286 | EDGAR |
| 2011-11-14 | COMVERGE, INC. (COMV) Delisted | Tax (F) | −89 | -$125 | EDGAR |
| 2011-05-16 | COMVERGE, INC. (COMV) Delisted | Tax (F) | −100 | -$394 | EDGAR |
| 2011-04-21 | COMVERGE, INC. (COMV) Delisted | Exer (M) | +5,626 | $4.1K | EDGAR |
| 2011-03-14 | COMVERGE, INC. (COMV) Delisted | Tax (F) | −248 | -$1.2K | EDGAR |
| 2011-03-07 | COMVERGE, INC. (COMV) Delisted | Grant (A) | +5,650 | $0 | EDGAR |
| 2011-02-15 | COMVERGE, INC. (COMV) Delisted | Mixed | −12,100 | -$585 | EDGAR |
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.