Matthew Harnden Smith

CIK 1422137 · General Counsel and Secretary · last filed 2025-06-17

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$90.0K

Companies

2

Total Filings

37

Lifetime Open-Market Net

$0

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
UPLD General Counsel and Secretary 131,908 $0.68 $90.0K $0 9 2025-06-17
COMVERGE, INC. (COMV) Delisted SVP & General Counsel 56,573 $0 27 2012-03-12

Recent Filings · Page 3 of 4

37 filings
Form 4 transactions across all companies, newest first.
Filed Symbol Action Net Shares Net $ Link
2010-12-14 COMVERGE, INC. (COMV) Delisted Tax (F) −203 -$1.4K EDGAR
2010-11-15 COMVERGE, INC. (COMV) Delisted Tax (F) −82 -$485 EDGAR
2010-09-14 COMVERGE, INC. (COMV) Delisted Tax (F) −203 -$1.2K EDGAR
2010-08-16 COMVERGE, INC. (COMV) Delisted Tax (F) −89 -$669 EDGAR
2010-06-14 COMVERGE, INC. (COMV) Delisted Tax (F) −203 -$1.8K EDGAR
2010-05-14 COMVERGE, INC. (COMV) Delisted Tax (F) −82 -$982 EDGAR
2010-03-15 COMVERGE, INC. (COMV) Delisted Tax (F) −261 -$3.0K EDGAR
2010-03-08 COMVERGE, INC. (COMV) Delisted Grant (A) +7,125 $0 EDGAR
2010-02-16 COMVERGE, INC. (COMV) Delisted Tax (F) −105 -$1.1K EDGAR
2009-12-15 COMVERGE, INC. (COMV) Delisted Tax (F) −222 -$2.4K EDGAR
Showing 2130 of 37
Page 3 of 4
Codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.