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HARBINGER HOLDINGS, LLC

CIK 1456927 · last filed 2015-11-06

HARBINGER HOLDINGS, LLC is a corporate insider who has filed 27 SEC Form 4 insider transactions across 6 companies since 2009. The most recent filing shows the insider sold $2.9M of HRG on Nov 6, 2015. Across all open-market trades the lifetime net is −$3.61B, making them a net seller over the disclosed history. Current disclosed insider exposure totals $1.74B across reported positions. The firm reports its address in New York, NY. 146 SEC filings were submitted jointly with HARBINGER CAPITAL PARTNERS LLC.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$1.74B

Companies

6

Total Filings

27

Lifetime Open-Market Net

-$3.61B

Filer Profile

Reported Address
450 PARK AVENUE, 30TH FLOOR
NEW YORK, NY 10022
Phone
(212) 339-5100
State of Incorporation
DE
Related Filers
HARBINGER CAPITAL PARTNERS LLC — 146 joint filings, latest 2015-11-12
PHILIP FALCONE — 142 joint filings, latest 2015-11-12
HARBINGER CAPITAL PARTNERS MASTER FUND I, LTD. — 134 joint filings, latest 2015-11-12
HARBINGER CAPITAL PARTNERS SPECIAL SITUATIONS FUND, L.P. — 98 joint filings, latest 2015-07-09
HARBINGER CAPITAL PARTNERS SPECIAL SITUATIONS GP, LLC — 98 joint filings, latest 2015-07-09
HRG GROUP, INC. — 29 joint filings, latest 2015-11-12
HARBINGER CAPITAL PARTNERS II GP LLC — 26 joint filings, latest 2014-07-03
HARBINGER CAPITAL PARTNERS II LP — 26 joint filings, latest 2014-07-03
Profile details as reported on the filer's SEC submissions — for individual insiders the address is often in care of the issuer. Related filers are identified from jointly filed SEC submissions and shared reported addresses. View filings on SEC EDGAR.

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
Spectrum Brands Holdings, Inc. (HRG) Delisted 10%+ Owner 20,684,106 — — -$2.64B 7 2015-11-06
SPB 10%+ Owner 4,742,815 $84.67 $401.55M $62.21M 10 2012-03-29
CALPINE CORP (CPN) Delisted 10%+ Owner 56,992,181 — — -$684.68M 3 2009-12-09
NYT 10%+ Owner 21,038,434 $63.81 $1.34B -$255.00M 2 2009-11-19
TERRESTAR CORP (TSTR) Delisted 10%+ Owner 37,958,270 — — $0 1 2009-10-16
ATLAS AIR WORLDWIDE HOLDINGS INC (AAWW) Delisted 10%+ Owner 2,781,250 $102.48 $285.02M -$93.93M 1 2009-08-07

Recent Filings

27 filings
Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
Filed Symbol Action Net Shares Net $ Link
2015-11-06 Spectrum Brands Holdings, Inc. (HRG) Delisted Sell (S) −220,000 -$2.94M EDGAR
2015-10-13 Spectrum Brands Holdings, Inc. (HRG) Delisted Sell (S) −1,000,000 -$12.00M EDGAR
2015-09-28 Spectrum Brands Holdings, Inc. (HRG) Delisted Sell (S) −7,966,828 -$97.99M EDGAR
2015-06-30 Spectrum Brands Holdings, Inc. (HRG) Delisted Sell (S) −38,987,388 -$513.07M EDGAR
2014-02-06 Spectrum Brands Holdings, Inc. (HRG) Delisted Other (J) −34,615,377 -$225.00M EDGAR
2013-09-27 Spectrum Brands Holdings, Inc. (HRG) Delisted Sell (S) −213,300,000 -$1.81B EDGAR
2013-01-16 Spectrum Brands Holdings, Inc. (HRG) Delisted Sell (S) −27,000,000 -$202.50M EDGAR
2012-03-29 SPB Buy (P) +873,000 $30.11M EDGAR
2012-01-13 SPB Buy (P) +174,000 $5.05M EDGAR
2011-12-30 SPB Buy (P) +229,200 $6.28M EDGAR
Showing 1–10 of 27
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Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.