HARBINGER CAPITAL PARTNERS LLC
CIK 1457298 · last filed 2015-11-12
HARBINGER CAPITAL PARTNERS LLC is a corporate insider who has filed 39 SEC Form 4 insider transactions across 8 companies since 2009. The most recent filing shows the insider sold $35.9M of HRG on Nov 12, 2015. Across all open-market trades the lifetime net is −$328.7M, making them a net seller over the disclosed history. Current disclosed insider exposure totals $1.21B across reported positions. The firm reports its address in New York, NY. 146 SEC filings were submitted jointly with HARBINGER HOLDINGS, LLC.
"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.
Charts
Trading activity, where the exposure sits, and each trade against the stock price.
AAWW price and trades
Daily close with each Form 4 filing on this company marked: green = open-market buy, red = open-market sale, purple = grants, exercises, gifts and other non-market transactions. Marker size scales with the dollar value.
Shares held
Shares owned after each reported transaction on this company (direct holdings as reported).
Open-market buying and selling
by monthDollar value of open-market purchases (code P, up) and sales (code S, down) across all companies, by filing month. Grants, exercises and gifts are excluded.
Exposure by company
latestMost recently reported shares × current price. Faded bars (*) have had no filing in 3 years, so the person may no longer hold them. Click a bar to chart that company.
Filer Profile
NEW YORK, NY 10022
Holdings By Company
| Symbol | Role | Shares | Price | Disclosed Exposure | Lifetime OM Net | Filings | Latest Filed |
|---|---|---|---|---|---|---|---|
| Spectrum Brands Holdings, Inc. (HRG) Delisted | 10%+ Owner | 17,000,000 | — | — | -$56.39M | 4 | 2015-11-12 |
| SPB | 10%+ Owner | 12,755 | $88.95 | $1.13M | $19.49M | 15 | 2013-03-21 |
| NYT | 10%+ Owner | 15,386,799 | $71.72 | $1.10B | -$57.21M | 2 | 2010-04-22 |
| CALPINE CORP (CPN) Delisted | 10%+ Owner | 32,195,929 | — | — | -$18.97M | 4 | 2009-12-14 |
| ATLAS AIR WORLDWIDE HOLDINGS INC (AAWW) Delisted | 10%+ Owner | 2,823,521 | $102.48 | $289.35M | -$158.29M | 3 | 2009-09-10 |
| LEAP WIRELESS INTERNATIONAL INC (LEAP) Delisted | 10%+ Owner | 5,498,750 | $10.02 | $55.10M | -$80.50M | 1 | 2009-07-28 |
| ZAP | 10%+ Owner | 3,312,654 | $31.84 | $105.47M | $74.53M | 1 | 2009-07-13 |
| SOLUTIA INC (SOA) Delisted | 10%+ Owner | 17,786,834 | — | — | -$51.34M | 3 | 2009-06-26 |
Recent Filings
39 filings| Filed | Symbol | Action | Net Shares | Net $ | Link |
|---|---|---|---|---|---|
| 2015-11-12 | Spectrum Brands Holdings, Inc. (HRG) Delisted | Sell (S) | −2,750,000 | -$35.91M | EDGAR |
| 2015-11-10 | Spectrum Brands Holdings, Inc. (HRG) Delisted | Sell (S) | −934,106 | -$12.28M | EDGAR |
| 2015-04-24 | Spectrum Brands Holdings, Inc. (HRG) Delisted | Sell (S) | −670,591 | -$8.20M | EDGAR |
| 2013-03-21 | SPB | Other (J) | −180,189 | $0 | EDGAR |
| 2012-11-26 | SPB | Buy (P) | +1,000 | $45.0K | EDGAR |
| 2012-01-27 | SPB | Buy (P) | +36,100 | $1.05M | EDGAR |
| 2012-01-05 | SPB | Buy (P) | +30,800 | $869.5K | EDGAR |
| 2011-01-11 | Spectrum Brands Holdings, Inc. (HRG) Delisted | Grant (A) | +119,909,830 | $0 | EDGAR |
| 2010-12-07 | — | Sell (S) | −325,000 | -$55.3K | |
| 2010-11-26 | — | Sell (S) | −345,000 | -$66.8K |
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.