ESW Capital, LLC
CIK 1477025 · last filed 2020-01-15
"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.
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Disclosed Exposure
$1.31M
Companies
4
Total Filings
65
Lifetime Open-Market Net
-$109.01M
Holdings By Company
Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
| Symbol | Role | Shares | Price | Disclosed Exposure | Lifetime OM Net | Filings | Latest Filed |
|---|---|---|---|---|---|---|---|
| BROADVISION INC (BVSN) Delisted | 10%+ Owner | 1,216,071 | — | — | $4.55M | 25 | 2020-01-15 |
| MARIN SOFTWARE INC (MRIN) Delisted | 10%+ Owner | 157,906 | $0.90 | $141.8K | -$5.97M | 7 | 2018-12-28 |
| UPLD | 10%+ Owner | 265,797 | $4.94 | $1.31M | -$108.61M | 30 | 2018-08-28 |
| FALCONSTOR SOFTWARE INC (FALC) Delisted | 10%+ Owner | 63,994 | — | — | $1.01M | 1 | 2017-08-28 |
Recent Filings · Page 2 of 7
65 filingsInsider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
| Filed | Symbol | Action | Net Shares | Net $ | Link |
|---|---|---|---|---|---|
| 2017-10-19 | MARIN SOFTWARE INC (MRIN) Delisted | Buy (P) | +19,364 | $270.9K | EDGAR |
| 2017-10-06 | MARIN SOFTWARE INC (MRIN) Delisted | Buy (P) | +46,112 | $92.2K | EDGAR |
| 2017-10-04 | MARIN SOFTWARE INC (MRIN) Delisted | Buy (P) | +223,076 | $429.6K | EDGAR |
| 2017-09-29 | MARIN SOFTWARE INC (MRIN) Delisted | Buy (P) | +20,590 | $37.1K | EDGAR |
| 2017-09-19 | MARIN SOFTWARE INC (MRIN) Delisted | Buy (P) | +702,920 | $1.16M | EDGAR |
| 2017-09-15 | UPLD | Sell (S) | −134,709 | -$2.97M | EDGAR |
| 2017-08-28 | FALCONSTOR SOFTWARE INC (FALC) Delisted | Buy (P) | +2,765,768 | $1.01M | EDGAR |
| 2017-06-27 | UPLD | Sell (S) | −1,685,136 | -$38.23M | EDGAR |
| 2016-08-08 | UPLD | Buy (P) | +100,000 | $782.5K | EDGAR |
| 2016-07-27 | UPLD | Buy (P) | +44,682 | $337.9K | EDGAR |
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.