ESW Capital, LLC
CIK 1477025 · last filed 2020-01-15
"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.
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Disclosed Exposure
$1.81M
Companies
4
Total Filings
65
Lifetime Open-Market Net
-$109.01M
Holdings By Company
Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
| Symbol | Role | Shares | Price | Disclosed Exposure | Lifetime OM Net | Filings | Latest Filed |
|---|---|---|---|---|---|---|---|
| BROADVISION INC (BVSN) Delisted | 10%+ Owner | 1,216,071 | — | — | $4.55M | 25 | 2020-01-15 |
| MARIN SOFTWARE INC (MRIN) Delisted | 10%+ Owner | 947,435 | $0.90 | $850.9K | -$5.97M | 7 | 2018-12-28 |
| UPLD | 10%+ Owner | 2,657,974 | $0.68 | $1.81M | -$108.61M | 30 | 2018-08-28 |
| FALCONSTOR SOFTWARE INC (FALC) Delisted | 10%+ Owner | 6,399,361 | — | — | $1.01M | 1 | 2017-08-28 |
Recent Filings · Page 3 of 7
65 filingsForm 4 transactions across all companies, newest first.
| Filed | Symbol | Action | Net Shares | Net $ | Link |
|---|---|---|---|---|---|
| 2016-06-17 | UPLD | Buy (P) | +11,248 | $80.6K | EDGAR |
| 2016-06-08 | UPLD | Buy (P) | +128,212 | $919.3K | EDGAR |
| 2016-05-27 | UPLD | Buy (P) | +127,806 | $949.4K | EDGAR |
| 2016-05-16 | BROADVISION INC (BVSN) Delisted | Buy (P) | +281,636 | $1.97M | EDGAR |
| 2016-05-02 | BROADVISION INC (BVSN) Delisted | Buy (P) | +18,132 | $114.2K | EDGAR |
| 2016-04-21 | BROADVISION INC (BVSN) Delisted | Buy (P) | +11,036 | $71.5K | EDGAR |
| 2016-04-11 | BROADVISION INC (BVSN) Delisted | Buy (P) | +7,830 | $50.9K | EDGAR |
| 2016-03-28 | BROADVISION INC (BVSN) Delisted | Buy (P) | +55,744 | $339.5K | EDGAR |
| 2016-03-22 | UPLD | Buy (P) | +23,764 | $148.5K | EDGAR |
| 2016-03-16 | UPLD | Buy (P) | +2,041,908 | $262.8K | EDGAR |
Codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.