Peter J Germain
CIK 1482366 · EVP, CLO & Sec. · last filed 2026-05-26
Peter J Germain is an EVP, CLO & Sec. who has filed 49 SEC Form 4 insider transactions across 3 companies since 2017. The most recent filing, for FHI, was dated May 26, 2026. Across all open-market trades the lifetime net is −$4.0M, making them a net seller over the disclosed history. Current disclosed insider exposure totals $14.2M across reported positions.
"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.
$14.16M
3
49
-$3.96M
Holdings By Company
| Symbol | Role | Shares | Price | Disclosed Exposure | Lifetime OM Net | Filings | Latest Filed |
|---|---|---|---|---|---|---|---|
| FHI | EVP, CLO & Sec. | 212,059 | $64.02 | $13.58M | -$3.11M | 25 | 2026-05-26 |
| FEDERATED HERMES, INC. (FII) Delisted | EVP, Chief Legal Officer & GC | 130,925 | — | — | -$294.5K | 3 | 2019-11-19 |
| RWT | EVP, Chief Legal Officer & GC | 121,133 | $4.84 | $586.3K | -$553.2K | 10 | 2019-05-30 |
Recent Filings
49 filings| Filed | Symbol | Action | Net Shares | Net $ | Link |
|---|---|---|---|---|---|
| 2026-05-26 | FHI | Notice (144) | −409 | -$22.6K | EDGAR |
| 2026-05-26 | FHI | Sell (S) | −409 | -$22.6K | EDGAR |
| 2026-05-15 | FHI | Notice (144) | −5,000 | -$275.8K | EDGAR |
| 2026-05-15 | FHI | Sell (S) | −5,000 | -$271.5K | EDGAR |
| 2025-11-20 | FHI | Mixed | +11,144 | -$274.1K | EDGAR |
| 2025-11-19 | FHI | Notice (144) | −6,856 | -$328.1K | EDGAR |
| 2025-11-07 | FHI | Notice (144) | −5,000 | -$250.1K | EDGAR |
| 2025-11-07 | FHI | Sell (S) | −5,000 | -$246.1K | EDGAR |
| 2025-05-28 | FHI | Sell (S) | −407 | -$17.1K | EDGAR |
| 2025-05-27 | FHI | Notice (144) | −407 | -$17.1K | EDGAR |
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.