Peter J Germain
CIK 1482366 · EVP, CLO & Sec. · last filed 2026-05-26
Peter J Germain is an EVP, CLO & Sec. who has filed 38 SEC Form 4 insider transactions across 4 companies since 2017. The most recent filing shows the insider sold $22.6K of FHI on May 26, 2026. Across all open-market trades the lifetime net is −$4.0M, making them a net seller over the disclosed history. Current disclosed insider exposure totals $18.2M across reported positions.
"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.
$18.23M
4
38
-$3.96M
Holdings By Company
| Symbol | Role | Shares | Price | Disclosed Exposure | Lifetime OM Net | Filings | Latest Filed |
|---|---|---|---|---|---|---|---|
| FHI | EVP, CLO & Sec. | 212,059 | $58.25 | $12.35M | -$2.91M | 24 | 2026-05-26 |
| RWTpA | EVP, CLO & Sec. | 216,653 | $24.19 | $5.24M | -$203.6K | 1 | 2024-11-20 |
| FEDERATED HERMES, INC. (FII) Delisted | EVP, Chief Legal Officer & GC | 130,925 | — | — | -$294.5K | 3 | 2019-11-19 |
| RWT | EVP, Chief Legal Officer & GC | 121,133 | $5.25 | $635.9K | -$553.2K | 10 | 2019-05-30 |
Recent Filings
38 filings| Filed | Symbol | Action | Net Shares | Net $ | Link |
|---|---|---|---|---|---|
| 2026-05-26 | FHI | Sell (S) | −409 | -$22.6K | EDGAR |
| 2026-05-15 | FHI | Sell (S) | −5,000 | -$271.5K | EDGAR |
| 2025-11-20 | FHI | Mixed | +11,144 | -$274.1K | EDGAR |
| 2025-11-07 | FHI | Sell (S) | −5,000 | -$246.1K | EDGAR |
| 2025-05-28 | FHI | Sell (S) | −407 | -$17.1K | EDGAR |
| 2024-11-20 | RWTpA | Mixed | +13,578 | -$148.1K | EDGAR |
| 2024-11-12 | FHI | Sell (S) | −14,491 | -$595.9K | EDGAR |
| 2024-05-28 | FHI | Sell (S) | −392 | -$12.9K | EDGAR |
| 2024-03-07 | FHI | Sell (S) | −5,305 | -$191.7K | EDGAR |
| 2023-11-21 | FHI | Mixed | +13,246 | -$112.1K | EDGAR |