Peter J Germain
CIK 1482366 · EVP, CLO & Sec. · last filed 2026-05-26
"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.
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Disclosed Exposure
$14.15M
Companies
3
Total Filings
49
Lifetime Open-Market Net
-$3.96M
Holdings By Company
Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
| Symbol | Role | Shares | Price | Disclosed Exposure | Lifetime OM Net | Filings | Latest Filed |
|---|---|---|---|---|---|---|---|
| FHI | EVP, CLO & Sec. | 212,059 | $63.95 | $13.56M | -$3.11M | 25 | 2026-05-26 |
| FEDERATED HERMES, INC. (FII) Delisted | EVP, Chief Legal Officer & GC | 130,925 | — | — | -$294.5K | 3 | 2019-11-19 |
| RWT | EVP, Chief Legal Officer & GC | 121,133 | $4.83 | $585.1K | -$553.2K | 10 | 2019-05-30 |
Recent Filings · Page 2 of 5
49 filingsInsider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
| Filed | Symbol | Action | Net Shares | Net $ | Link |
|---|---|---|---|---|---|
| 2024-11-20 | FHI | Mixed | +13,578 | -$148.1K | EDGAR |
| 2024-11-19 | FHI | Notice (144) | −4,922 | -$203.6K | EDGAR |
| 2024-11-12 | FHI | Sell (S) | −14,491 | -$595.9K | EDGAR |
| 2024-11-08 | FHI | Notice (144) | −14,491 | -$600.2K | EDGAR |
| 2024-05-28 | FHI | Notice (144) | −392 | -$12.9K | EDGAR |
| 2024-05-28 | FHI | Sell (S) | −392 | -$12.9K | EDGAR |
| 2024-03-07 | FHI | Sell (S) | −5,305 | -$191.7K | EDGAR |
| 2024-03-05 | FHI | Notice (144) | −5,305 | -$191.7K | EDGAR |
| 2023-11-21 | FHI | Mixed | +13,246 | -$112.1K | EDGAR |
| 2023-11-20 | FHI | Notice (144) | −5,254 | -$167.6K | EDGAR |
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.