Steven Sugarman
CIK 1504590 · President and CEO · last filed 2026-07-02
Steven Sugarman is a President and CEO who has filed 29 SEC Form 4 insider transactions across 7 companies since 2011. The most recent filing, for PNBK, was dated Jul 2, 2026. Across all open-market trades the lifetime net is +$1.2M, making them a net buyer over the disclosed history. Current disclosed insider exposure totals $17.8M across reported positions.
"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.
$17.84M
7
29
$1.22M
Holdings By Company
| Symbol | Role | Shares | Price | Disclosed Exposure | Lifetime OM Net | Filings | Latest Filed |
|---|---|---|---|---|---|---|---|
| PNBK | President and CEO | 11,661,948 | $1.11 | $12.94M | $5.26M | 7 | 2026-07-02 |
| BANC | FORMER CEO AND BOARD CHAIRMAN | 248,567 | $19.69 | $4.89M | $7.4K | 5 | 2017-01-25 |
| BANC OF CALIFORNIA, INC. (BOCA) Delisted | CEO AND CHAIRMAN OF BOARD | 216,985 | — | — | $625.0K | 6 | 2015-08-24 |
| BANC OF CALIFORNIA, INC. (BANC.P) Delisted | CEO | 16,138 | — | — | $97.2K | 3 | 2014-03-06 |
| BANC OF CALIFORNIA, INC. (BANC.L) Delisted | CEO | 53,060 | — | — | $242.3K | 5 | 2013-06-12 |
| BANC OF CALIFORNIA, INC. (BANCL) Delisted | CO-CEO | 33,806 | — | — | -$5.01M | 1 | 2012-08-23 |
| BANC OF CALIFORNIA, INC. (FPTB) Delisted | Director | 33,806 | — | — | $0 | 2 | 2011-08-05 |
Recent Filings
29 filings| Filed | Symbol | Action | Net Shares | Net $ | Link |
|---|---|---|---|---|---|
| 2026-07-02 | PNBK | Mixed | +249,066 | -$364.6K | EDGAR |
| 2026-06-18 | PNBK | Grant (A) | — | $0 | EDGAR |
| 2025-10-23 | PNBK | Mixed | — | $0 | EDGAR |
| 2025-08-14 | PNBK | Grant (A) | +552,927 | $0 | EDGAR |
| 2025-08-14 | PNBK | Mixed | +2,000,000 | $0 | EDGAR |
| 2025-07-08 | PNBK | Conv (C) | — | $0 | EDGAR |
| 2025-04-01 | PNBK | Mixed | +7,019,978 | $5.26M | EDGAR |
| 2017-01-25 | BANC | Tax (F) | −121,935 | -$1.97M | EDGAR |
| 2016-08-19 | BANC | Sell (S) | — | $0 | EDGAR |
| 2016-08-18 | BANC | Buy (P) | +338 | $7.4K | EDGAR |
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.