Steven Sugarman
CIK 1504590 · President and CEO · last filed 2026-07-02
"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.
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Disclosed Exposure
$17.83M
Companies
7
Total Filings
29
Lifetime Open-Market Net
$1.22M
Holdings By Company
Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
| Symbol | Role | Shares | Price | Disclosed Exposure | Lifetime OM Net | Filings | Latest Filed |
|---|---|---|---|---|---|---|---|
| PNBK | President and CEO | 11,661,948 | $1.11 | $12.94M | $5.26M | 7 | 2026-07-02 |
| BANC | FORMER CEO AND BOARD CHAIRMAN | 248,567 | $19.64 | $4.88M | $7.4K | 5 | 2017-01-25 |
| BANC OF CALIFORNIA, INC. (BOCA) Delisted | CEO AND CHAIRMAN OF BOARD | 216,985 | — | — | $625.0K | 6 | 2015-08-24 |
| BANC OF CALIFORNIA, INC. (BANC.P) Delisted | CEO | 16,138 | — | — | $97.2K | 3 | 2014-03-06 |
| BANC OF CALIFORNIA, INC. (BANC.L) Delisted | CEO | 53,060 | — | — | $242.3K | 5 | 2013-06-12 |
| BANC OF CALIFORNIA, INC. (BANCL) Delisted | CO-CEO | 33,806 | — | — | -$5.01M | 1 | 2012-08-23 |
| BANC OF CALIFORNIA, INC. (FPTB) Delisted | Director | 33,806 | — | — | $0 | 2 | 2011-08-05 |
Recent Filings · Page 2 of 3
29 filingsInsider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
| Filed | Symbol | Action | Net Shares | Net $ | Link |
|---|---|---|---|---|---|
| 2016-05-12 | BANC | Tax (F) | −10,668 | -$206.2K | EDGAR |
| 2016-04-28 | BANC | Mixed | +224,318 | -$1.03M | EDGAR |
| 2015-08-24 | BANC OF CALIFORNIA, INC. (BOCA) Delisted | Buy (P) | +35,000 | $426.4K | EDGAR |
| 2015-06-19 | BANC OF CALIFORNIA, INC. (BOCA) Delisted | Buy (P) | +7,000 | $149.4K | EDGAR |
| 2015-04-03 | BANC OF CALIFORNIA, INC. (BOCA) Delisted | Mixed | +95,874 | -$320.3K | EDGAR |
| 2015-03-06 | BANC OF CALIFORNIA, INC. (BOCA) Delisted | Tax (F) | −1,029 | -$11.4K | EDGAR |
| 2014-11-12 | BANC OF CALIFORNIA, INC. (BOCA) Delisted | Grant (A) | — | $0 | EDGAR |
| 2014-08-25 | BANC OF CALIFORNIA, INC. (BOCA) Delisted | Buy (P) | +4,050 | $49.3K | EDGAR |
| 2014-03-06 | BANC OF CALIFORNIA, INC. (BANC.P) Delisted | Tax (F) | −998 | -$12.7K | EDGAR |
| 2013-11-15 | BANC OF CALIFORNIA, INC. (BANC.P) Delisted | Buy (P) | +2,500 | $31.3K | EDGAR |
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.