Steven Sugarman

CIK 1504590 · President and CEO · last filed 2025-10-23

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$536.3K

Companies

7

Total Filings

27

Lifetime Open-Market Net

$1.22M

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
PNBK President and CEO 552,927 $0.97 $536.3K $5.26M 5 2025-10-23
BANC OF CALIFORNIA, INC. (BANCpE) Delisted FORMER CEO AND BOARD CHAIRMAN 248,567 $25.00 $6.21M $7.4K 5 2017-01-25
BANC OF CALIFORNIA, INC. (BOCA) Delisted CEO AND CHAIRMAN OF BOARD 216,985 $625.0K 6 2015-08-24
BANC OF CALIFORNIA, INC. (BANC.P) Delisted CEO 16,138 $97.2K 3 2014-03-06
BANC OF CALIFORNIA, INC. (BANC.L) Delisted CEO 53,060 $242.3K 5 2013-06-12
BANC OF CALIFORNIA, INC. (BANCL) Delisted CO-CEO 33,806 -$5.01M 1 2012-08-23
BANC OF CALIFORNIA, INC. (FPTB) Delisted Director 33,806 $0 2 2011-08-05

Recent Filings · Page 2 of 3

27 filings
Form 4 transactions across all companies, newest first.
Filed Symbol Action Net Shares Net $ Link
2015-08-24 BANC OF CALIFORNIA, INC. (BOCA) Delisted Buy (P) +35,000 $426.4K EDGAR
2015-06-19 BANC OF CALIFORNIA, INC. (BOCA) Delisted Buy (P) +7,000 $149.4K EDGAR
2015-04-03 BANC OF CALIFORNIA, INC. (BOCA) Delisted Mixed +95,874 -$320.3K EDGAR
2015-03-06 BANC OF CALIFORNIA, INC. (BOCA) Delisted Tax (F) −1,029 -$11.4K EDGAR
2014-11-12 BANC OF CALIFORNIA, INC. (BOCA) Delisted Grant (A) $0 EDGAR
2014-08-25 BANC OF CALIFORNIA, INC. (BOCA) Delisted Buy (P) +4,050 $49.3K EDGAR
2014-03-06 BANC OF CALIFORNIA, INC. (BANC.P) Delisted Tax (F) −998 -$12.7K EDGAR
2013-11-15 BANC OF CALIFORNIA, INC. (BANC.P) Delisted Buy (P) +2,500 $31.3K EDGAR
2013-08-28 BANC OF CALIFORNIA, INC. (BANC.P) Delisted Buy (P) +5,000 $65.9K EDGAR
2013-06-12 BANC OF CALIFORNIA, INC. (BANC.L) Delisted Buy (P) +4,000 $53.6K EDGAR
Showing 1120 of 27
Page 2 of 3
Codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.