Steven Sugarman

CIK 1504590 · President and CEO · last filed 2025-10-23

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$536.3K

Companies

7

Total Filings

27

Lifetime Open-Market Net

$1.22M

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
PNBK President and CEO 552,927 $0.97 $536.3K $5.26M 5 2025-10-23
BANC OF CALIFORNIA, INC. (BANCpE) Delisted FORMER CEO AND BOARD CHAIRMAN 248,567 $25.00 $6.21M $7.4K 5 2017-01-25
BANC OF CALIFORNIA, INC. (BOCA) Delisted CEO AND CHAIRMAN OF BOARD 216,985 $625.0K 6 2015-08-24
BANC OF CALIFORNIA, INC. (BANC.P) Delisted CEO 16,138 $97.2K 3 2014-03-06
BANC OF CALIFORNIA, INC. (BANC.L) Delisted CEO 53,060 $242.3K 5 2013-06-12
BANC OF CALIFORNIA, INC. (BANCL) Delisted CO-CEO 33,806 -$5.01M 1 2012-08-23
BANC OF CALIFORNIA, INC. (FPTB) Delisted Director 33,806 $0 2 2011-08-05

Recent Filings · Page 3 of 3

27 filings
Form 4 transactions across all companies, newest first.
Filed Symbol Action Net Shares Net $ Link
2013-06-11 BANC OF CALIFORNIA, INC. (BANC.L) Delisted Buy (P) +4,000 $53.6K EDGAR
2013-03-20 BANC OF CALIFORNIA, INC. (BANC.L) Delisted Buy (P) +2,000 $22.7K EDGAR
2013-03-06 BANC OF CALIFORNIA, INC. (BANC.L) Delisted Buy (P) +10,057 $112.4K EDGAR
2013-03-06 BANC OF CALIFORNIA, INC. (BANC.L) Delisted Grant (A) +7,112 $74.2K EDGAR
2012-08-23 BANC OF CALIFORNIA, INC. (BANCL) Delisted Mixed −417,827 -$5.01M EDGAR
2011-08-05 BANC OF CALIFORNIA, INC. (FPTB) Delisted Other (J) $0 EDGAR
2011-06-29 BANC OF CALIFORNIA, INC. (FPTB) Delisted Grant (A) $0 EDGAR
Showing 2127 of 27
Page 3 of 3
Codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.