Home

Diego Rotsztain

CIK 1511110 · Chief Governance/Legal Officer · last filed 2026-07-27

Diego Rotsztain is a Chief Governance/Legal Officer who has filed 70 SEC Form 4 insider transactions across 2 companies since 2011. The most recent filing shows the insider sold $1.5M of SNEX on Jul 27, 2026. Across all open-market trades the lifetime net is −$15.1M, making them a net seller over the disclosed history. Current disclosed insider exposure totals $2.3M across reported positions.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

Loading insider history…
Disclosed Exposure

$2.33M

Companies

2

Total Filings

70

Lifetime Open-Market Net

-$15.13M

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
SNEX Chief Governance/Legal Officer 34,870 $66.72 $2.33M -$13.28M 23 2026-07-27
GAIN Capital Holdings, Inc. (GCAP) Delisted General Counsel and Secretary 137,278 — — -$1.85M 36 2020-05-27

Recent Filings

70 filings
Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
Filed Symbol Action Net Shares Net $ Link
2026-07-27 SNEX Sell (S) −20,630 -$1.53M EDGAR
2026-07-24 SNEX Notice (144) −20,630 -$1.53M EDGAR
2026-07-23 SNEX Mixed +20,630 -$1.61M EDGAR
2026-07-22 SNEX Notice (144) −29,995 -$2.23M EDGAR
2026-05-20 SNEX Notice (144) −13,696 -$1.54M EDGAR
2026-05-20 SNEX Mixed — -$3.16M EDGAR
2026-05-20 SNEX Mixed — -$3.16M EDGAR
2026-05-18 SNEX Notice (144) −20,054 -$2.24M EDGAR
2025-12-22 SNEX Sell (S) −2,029 -$191.7K EDGAR
2025-12-19 SNEX Sell (S) −3,825 -$364.7K EDGAR
Showing 1–10 of 70
Page 1 of 7
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.