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Diego Rotsztain

CIK 1511110 · Chief Governance/Legal Officer · last filed 2026-09-16

Diego Rotsztain is a Chief Governance/Legal Officer who has filed 73 SEC Form 4 insider transactions across 2 companies since 2011. The most recent filing, for SNEX, was dated Sep 16, 2026. Across all open-market trades the lifetime net is −$18.6M, making them a net seller over the disclosed history. Current disclosed insider exposure totals $3.7M across reported positions.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$3.70M

Companies

2

Total Filings

73

Lifetime Open-Market Net

-$18.58M

Filer Profile

Reported Address
135 US HIGHWAY 202/206, SUITE 11
BEDMINSTER, NJ 07921
Profile details as reported on the filer's SEC submissions — for individual insiders the address is often in care of the issuer. Related filers are identified from jointly filed SEC submissions and shared reported addresses. View filings on SEC EDGAR.

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
SNEX Chief Governance/Legal Officer 55,168 $67.00 $3.70M -$16.73M 24 2026-09-16
GAIN Capital Holdings, Inc. (GCAP) Delisted General Counsel and Secretary 137,278 — — -$1.85M 36 2020-05-27

Recent Filings

73 filings
Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
Filed Symbol Action Net Shares Net $ Link
2026-09-16 SNEX Notice (144) −20,298 -$1.36M EDGAR
2026-09-16 SNEX Mixed — -$2.83M EDGAR
2026-09-14 SNEX Notice (144) −30,327 -$2.09M EDGAR
2026-07-27 SNEX Sell (S) −20,630 -$1.53M EDGAR
2026-07-24 SNEX Notice (144) −20,630 -$1.53M EDGAR
2026-07-23 SNEX Mixed +20,630 -$1.61M EDGAR
2026-07-22 SNEX Notice (144) −29,995 -$2.23M EDGAR
2026-05-20 SNEX Notice (144) −13,696 -$1.54M EDGAR
2026-05-20 SNEX Mixed — -$3.16M EDGAR
2026-05-20 SNEX Mixed — -$3.16M EDGAR
Showing 1–10 of 73
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Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.