Diego Rotsztain
CIK 1511110 · Chief Governance/Legal Officer · last filed 2026-07-27
"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.
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Disclosed Exposure
$2.33M
Companies
2
Total Filings
70
Lifetime Open-Market Net
-$15.13M
Holdings By Company
Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
| Symbol | Role | Shares | Price | Disclosed Exposure | Lifetime OM Net | Filings | Latest Filed |
|---|---|---|---|---|---|---|---|
| SNEX | Chief Governance/Legal Officer | 34,870 | $66.72 | $2.33M | -$13.28M | 23 | 2026-07-27 |
| GAIN Capital Holdings, Inc. (GCAP) Delisted | General Counsel and Secretary | 137,278 | — | — | -$1.85M | 36 | 2020-05-27 |
Recent Filings · Page 2 of 7
70 filingsInsider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
| Filed | Symbol | Action | Net Shares | Net $ | Link |
|---|---|---|---|---|---|
| 2025-12-17 | SNEX | Notice (144) | −5,854 | -$570.9K | EDGAR |
| 2025-12-17 | SNEX | Mixed | −311 | -$597.4K | EDGAR |
| 2024-12-17 | SNEX | Mixed | −1,778 | -$717.6K | EDGAR |
| 2024-12-16 | SNEX | Notice (144) | −4,426 | -$432.5K | EDGAR |
| 2024-11-26 | SNEX | Sell (S) | −6,858 | -$696.5K | EDGAR |
| 2024-11-25 | SNEX | Notice (144) | −2,250 | -$235.4K | EDGAR |
| 2024-11-22 | SNEX | Notice (144) | −4,608 | -$466.4K | EDGAR |
| 2024-06-14 | SNEX | Sell (S) | −5,382 | -$380.1K | EDGAR |
| 2024-06-13 | SNEX | Notice (144) | −2,215 | -$156.2K | EDGAR |
| 2024-06-13 | SNEX | Sell (S) | −1,090 | -$76.8K | EDGAR |
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.