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Catherine C. James

CIK 1530677 · VP and General Counsel · last filed 2026-08-03

Catherine C. James is a VP and General Counsel who has filed 36 SEC Form 4 insider transactions across 4 companies since 2011. The most recent filing, for KMI, was dated Aug 3, 2026. Across all open-market trades the lifetime net is +$61.0K, making them a net buyer over the disclosed history. Current disclosed insider exposure totals $8.7M across reported positions.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$8.68M

Companies

4

Total Filings

36

Lifetime Open-Market Net

$61.0K

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
KMI VP and General Counsel 165,413 $31.39 $5.19M $0 13 2026-08-03
DYNC Exec VP and General Counsel 93,337 $10.85 $1.01M $0 4 2018-03-12
DYN Exec VP and General Counsel 93,364 $26.50 $2.47M $61.0K 12 2017-03-09
DYNEGY INC. (DYN.WS) Delisted Exec VP and General Counsel 54,311 — — $0 6 2014-03-20

Recent Filings

36 filings
Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
Filed Symbol Action Net Shares Net $ Link
2026-08-03 KMI Mixed +42,685 -$861.1K EDGAR
2026-07-23 KMI Grant (A) — $0 EDGAR
2025-08-04 KMI Mixed +32,043 -$559.8K EDGAR
2025-07-17 KMI Grant (A) — $0 EDGAR
2024-08-02 KMI Mixed +32,426 -$403.4K EDGAR
2024-07-18 KMI Grant (A) — $0 EDGAR
2023-08-02 KMI Mixed +33,529 -$345.1K EDGAR
2023-07-20 KMI Grant (A) — $0 EDGAR
2022-08-02 KMI Mixed +24,528 -$247.0K EDGAR
2022-07-20 KMI Grant (A) — $0 EDGAR
Showing 1–10 of 36
Page 1 of 4
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.