Catherine C. James
CIK 1530677 · VP and General Counsel · last filed 2025-08-04
"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.
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Disclosed Exposure
$4.72M
Companies
5
Total Filings
34
Lifetime Open-Market Net
$61.0K
Holdings By Company
Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
| Symbol | Role | Shares | Price | Disclosed Exposure | Lifetime OM Net | Filings | Latest Filed |
|---|---|---|---|---|---|---|---|
| KMI | VP and General Counsel | 142,679 | $31.94 | $4.56M | $0 | 11 | 2025-08-04 |
| DYNEGY INC. (DYNC) Delisted | Exec VP and General Counsel | 93,337 | — | — | $0 | 4 | 2018-03-12 |
| DYNEGY INC. (DYNpA) Delisted | Exec VP and General Counsel | 93,364 | — | — | $61.0K | 11 | 2017-03-09 |
| DYNEGY INC. (DYN.WS) Delisted | Exec VP and General Counsel | 54,311 | — | — | $0 | 6 | 2014-03-20 |
| DYN | Exec VP and General Counsel | 9,113 | $18.19 | $165.8K | $0 | 1 | 2011-09-28 |
Recent Filings · Page 2 of 4
34 filingsForm 4 transactions across all companies, newest first.
| Filed | Symbol | Action | Net Shares | Net $ | Link |
|---|---|---|---|---|---|
| 2019-07-18 | KMI | Grant (A) | — | $0 | EDGAR |
| 2018-04-11 | — | Disp (D) | −93,337 | $0 | |
| 2018-03-12 | DYNEGY INC. (DYNC) Delisted | Mixed | +6,079 | -$48.8K | EDGAR |
| 2018-03-06 | DYNEGY INC. (DYNC) Delisted | Tax (F) | −1,440 | -$18.2K | EDGAR |
| 2018-03-05 | DYNEGY INC. (DYNC) Delisted | Tax (F) | −4,666 | -$57.6K | EDGAR |
| 2018-03-01 | DYNEGY INC. (DYNC) Delisted | Grant (A) | — | $0 | EDGAR |
| 2017-03-09 | DYNEGY INC. (DYNpA) Delisted | Mixed | +5,597 | -$31.3K | EDGAR |
| 2017-03-07 | DYNEGY INC. (DYNpA) Delisted | Tax (F) | −3,712 | -$30.8K | EDGAR |
| 2017-03-03 | DYNEGY INC. (DYNpA) Delisted | Grant (A) | +37,095 | $0 | EDGAR |
| 2016-03-22 | DYNEGY INC. (DYNpA) Delisted | Tax (F) | −1,579 | -$21.2K | EDGAR |
Codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.