Catherine C. James
CIK 1530677 · VP and General Counsel · last filed 2026-08-03
"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.
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Disclosed Exposure
$8.68M
Companies
4
Total Filings
36
Lifetime Open-Market Net
$61.0K
Holdings By Company
Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
| Symbol | Role | Shares | Price | Disclosed Exposure | Lifetime OM Net | Filings | Latest Filed |
|---|---|---|---|---|---|---|---|
| KMI | VP and General Counsel | 165,413 | $31.39 | $5.19M | $0 | 13 | 2026-08-03 |
| DYNC | Exec VP and General Counsel | 93,337 | $10.85 | $1.01M | $0 | 4 | 2018-03-12 |
| DYN | Exec VP and General Counsel | 93,364 | $26.50 | $2.47M | $61.0K | 12 | 2017-03-09 |
| DYNEGY INC. (DYN.WS) Delisted | Exec VP and General Counsel | 54,311 | — | — | $0 | 6 | 2014-03-20 |
Recent Filings · Page 2 of 4
36 filingsInsider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
| Filed | Symbol | Action | Net Shares | Net $ | Link |
|---|---|---|---|---|---|
| 2021-07-22 | KMI | Grant (A) | — | $0 | EDGAR |
| 2020-07-23 | KMI | Grant (A) | — | $0 | EDGAR |
| 2019-07-18 | KMI | Grant (A) | — | $0 | EDGAR |
| 2018-04-11 | — | Disp (D) | −93,337 | $0 | |
| 2018-03-12 | DYNC | Mixed | +6,079 | -$48.8K | EDGAR |
| 2018-03-06 | DYNC | Tax (F) | −1,440 | -$18.2K | EDGAR |
| 2018-03-05 | DYNC | Tax (F) | −4,666 | -$57.6K | EDGAR |
| 2018-03-01 | DYNC | Grant (A) | — | $0 | EDGAR |
| 2017-03-09 | DYN | Mixed | +5,597 | -$31.3K | EDGAR |
| 2017-03-07 | DYN | Tax (F) | −3,712 | -$30.8K | EDGAR |
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.