Thomas C Merchant

CIK 1573664 · EVP, General Counsel · last filed 2025-12-03

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$2.98M

Companies

4

Total Filings

61

Lifetime Open-Market Net

-$3.37M

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
BEN EVP, General Counsel 92,612 $32.13 $2.98M $0 11 2025-12-03
LEGG MASON, INC. (LMHB) Delisted Exec VP & General Counsel 0 -$3.37M 31 2020-08-04
LEGG MASON, INC. (LMHA) Delisted Exec VP & General Counsel 48,592 $0 3 2016-07-13
LEGG MASON, INC. (PNK) Delisted Exec VP & General Counsel 42,895 $0 16 2016-04-19

Recent Filings · Page 5 of 7

61 filings
Form 4 transactions across all companies, newest first.
Filed Symbol Action Net Shares Net $ Link
2017-01-18 LEGG MASON, INC. (LMHB) Delisted Grant (A) $0 EDGAR
2016-11-01 LEGG MASON, INC. (LMHB) Delisted Grant (A) $0 EDGAR
2016-07-13 LEGG MASON, INC. (LMHA) Delisted Grant (A) $0 EDGAR
2016-05-17 LEGG MASON, INC. (LMHA) Delisted Grant (A) +7,170 $0 EDGAR
2016-05-03 LEGG MASON, INC. (LMHA) Delisted Tax (F) −1,478 -$48.3K EDGAR
2016-04-19 LEGG MASON, INC. (PNK) Delisted Grant (A) $0 EDGAR
2016-01-20 LEGG MASON, INC. (PNK) Delisted Grant (A) $0 EDGAR
2015-11-03 LEGG MASON, INC. (PNK) Delisted Grant (A) $0 EDGAR
2015-07-21 LEGG MASON, INC. (PNK) Delisted Grant (A) $0 EDGAR
2015-05-19 LEGG MASON, INC. (PNK) Delisted Grant (A) +4,440 $0 EDGAR
Showing 4150 of 61
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Codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.